EVIDENCE / OFFICIAL REFERENCES
讓重要結論，有可以核查的依據
按FCA、PRA / Bank of England、GOV.UK和現行法規核對許可範圍、資本、流程與持續義務。以下連結保留原始來源，監管機構當前原文和個案決定優先。
官方查詢與監管資料 448 項
FCA金融服務登記冊register.fca.org.uk · 2026-11-07FCA授權及註冊申請www.fca.org.uk · 2026-11-07[1] BoE/PRA New Bank Start-up Unit及銀行定義www.bankofengland.co.uk · 2026-11-07[3] Bank of England/PRA：新保險人單元與中介、MGA、AR邊界www.bankofengland.co.uk · 2026-11-07Companies House英國公司註冊www.gov.uk · 2026-11-07[1] FCA：Wholesale markets firm applicants—申請材料、英國實質與注資證據www.fca.org.uk · 2026-11-07[2] FCA：Investment managers—逐客戶與集合管理、許可權和資本www.fca.org.uk · 2026-11-07[3] FCA：Wholesale brokers—經紀活動、MiFID與豁免審慎路徑www.fca.org.uk · 2026-11-07[4] FCA：How to apply for authorisation or registrationwww.fca.org.uk · 2026-11-07[5] FCA Handbook：MIFIDPRU 1.2—SNI全部分類條件handbook.fca.org.uk · 2026-11-07[6] FCA Handbook：MIFIDPRU 4.5—FOR及首年支出預測handbook.fca.org.uk · 2026-11-07[7] FCA：International firms looking to do business in the UKwww.fca.org.uk · 2026-11-07[8] FCA PS19/18：零售CFD槓桿、平倉、負餘額和推廣限制www.fca.org.uk · 2026-11-07[9] FCA：Custodians—託管許可權與non-SNI審慎條件www.fca.org.uk · 2026-11-07[10] FCA：Client money and assets reporting—月度CMAR及十五工作日www.fca.org.uk · 2026-11-07[11] FCA：Transaction reporting—範圍、MDP、ARM和錯誤糾正www.fca.org.uk · 2026-11-07[12] 英國法例：UK MiFIR Article 26—交易範圍與下一工作日截止www.legislation.gov.uk · 2026-11-07[13] FCA Handbook：MIFIDPRU 4.2—初始資本與擬申請許可權handbook.fca.org.uk · 2026-11-07[308] FCA Handbook — MIFIDPRU 4.4，投資公司永久最低資本按許可權區分handbook.fca.org.uk · 2026-11-07[15] FCA：Corporate finance firms—限制與大於£10,000條件www.fca.org.uk · 2026-11-07[16] Bank of England/PRA：SoP1/13 Designation of investment firmswww.bankofengland.co.uk · 2026-11-07[20] FCA Change in control：完整通知60個工作日與補料暫停www.fca.org.uk · 2026-11-07[19] FCA Control thresholds or bands：信用機構控制比例www.fca.org.uk · 2026-11-07[32] FCA Handbook SYSC 4.2：兩名獨立思維的實際管理及參與重大決定handbook.fca.org.uk · 2026-11-07[20] FCA：Senior Managers Regime—分類、職責和人員適合性www.fca.org.uk · 2026-11-07[21] FCA PS26/6：SM&CR review—2026年分階段生效改革www.fca.org.uk · 2026-11-07[22] FCA：MTFs and OTFs—執行方式、使用者與資本www.fca.org.uk · 2026-11-07[23] FCA PS21/20：RTS27/28自2021年12月取消www.fca.org.uk · 2026-11-07[24] FCA PS24/9：研究與執行合併付款自2024年8月可選www.fca.org.uk · 2026-11-07[25] FCA：Prudential regulatory reporting data quality review—OFR、OFTR與MIF申報www.fca.org.uk · 2026-11-07[26] FCA Handbook：MIFIDPRU 6.2—FOR三分之一及客戶擔保1.6%handbook.fca.org.uk · 2026-11-07[27] FCA PS25/14：資本定義改革於2026年4月1日生效www.fca.org.uk · 2026-11-07[30] FCA Authorisation application fees：銀行第7檔及信用合作社專有費用www.fca.org.uk · 2026-11-07[8] FSMA 2000 section 55V：完整與不完整申請的法定決定時限www.legislation.gov.uk · 2026-11-07[30] FCA：UK EMIR—衍生品報告、清算與未清算風險緩釋www.fca.org.uk · 2026-11-07[40] FCA — Faster authorisation targets and proposed statutory deadlineswww.fca.org.uk · 2026-11-07[32] FCA：Financial crime—義務與監管資料入口www.fca.org.uk · 2026-11-07[34] FCA 2026/8：MiFID組織規則移植及PERG外匯即期／支付排除api-handbook.fca.org.uk · 2026-11-07[35] FCA：Principal trading firms—£750,000及non-SNIwww.fca.org.uk · 2026-11-07[36] FCA：Retail access to crypto ETNs—2025年10月8日及保留衍生品禁令www.fca.org.uk · 2026-11-07[37] FCA：Permanent retail binary options ban—2019年4月2日生效www.fca.org.uk · 2026-11-07[38] FCA：Targeted support gateway—2026年3月申請及4月啟用www.fca.org.uk · 2026-11-07[39] GOV.UK：Response from the Financial Conduct Authority 2026—最新改革狀態www.gov.uk · 2026-11-07[40] FCA CP23/20：多元化提案2025年決定不再推進，非財務不當行為除外www.fca.org.uk · 2026-11-07[41] 英國法例：MLR2017 regulation28—CDD、受益所有人和持續監控www.legislation.gov.uk · 2026-11-07[42] NCA：Suspicious Activity Reports—UKFIU與法定報告義務www.nationalcrimeagency.gov.uk · 2026-11-07[1] FCA：AIFMD UK監管框架www.fca.org.uk · 2026-11-07[2] FCA：申請授權AIFM，包括完整展開資本及附件原文www.fca.org.uk · 2026-11-07[3] FCA：資產管理許可權及監管邊界www.fca.org.uk · 2026-11-07[4] AIFM Regulations 2013第9條：小型規模定義，已讀取官方XMLwww.legislation.gov.uk · 2026-11-07[5] FCA：申請小型註冊AIFM、SEF與RVECAwww.fca.org.uk · 2026-11-07[6] AIFM Regulations 2013第5條：完整全範圍申請及法定時限www.legislation.gov.uk · 2026-11-07[8] FCA：全範圍UK AIFM申請處理、最終檔案及後補資料www.fca.org.uk · 2026-11-07[9] FCA：AIF存管及第三國基金保管安排；舊頁面部分制度用語已過時，未引用舊資本及提交渠道www.fca.org.uk · 2026-11-07[10] FCA：National Private Placement Regimewww.fca.org.uk · 2026-11-07[11] FCA Handbook FUND 3.1：英國與非英國基金章節適用範圍handbook.fca.org.uk · 2026-11-07[26] FCA：Control thresholds及保險控制權檔位www.fca.org.uk · 2026-11-07[14] FCA：SM&CR solo-regulated firms分類與人員適用www.fca.org.uk · 2026-11-07[14] FCA：SM&CR Guide for FCA solo-regulated firms，非FSMA機構排除www.fca.org.uk · 2026-11-07[18] AIFM Regulations 2013第12條：註冊決定期限，已讀取官方XMLwww.legislation.gov.uk · 2026-11-07[19] FCA：客戶資金資產CASS、年度分類及月度CMARwww.fca.org.uk · 2026-11-07[20] FCA Handbook COLL 15.2：LTAF全範圍管理人、人員及估值；最後更新2026-04-30handbook.fca.org.uk · 2026-11-07[21] FCA CP26/28頁面：諮詢截止及預期實施狀態www.fca.org.uk · 2026-11-07[22] HM Treasury：AIFM改革草擬SI及政策說明，非已生效法例www.gov.uk · 2026-11-07[23] FCA CP26/28全文：現行資本、擬議三級NAV及2027/2028計劃www.fca.org.uk · 2026-11-07[24] FCA：AIFM reporting現行RegData平臺www.fca.org.uk · 2026-11-07Bank of England — What is the Prudential Regulation Authority，銀行與保險審慎監管邊界www.bankofengland.co.uk · 2026-11-07[26] FCA：Annex IV透明度報告指引；2017文件的平臺和EEA舊用語已按現行網頁校正www.fca.org.uk · 2026-11-07[27] FCA PS25/7：FSA039撤銷及RegData關閉日期www.fca.org.uk · 2026-11-07[28] FCA：REP008行為準則處分及2025年取消無事項零申報www.fca.org.uk · 2026-11-07MLR 2017 Regulation 40 — 客戶與交易記錄儲存www.legislation.gov.uk · 2026-11-07[30] FCA：英國基金產品授權、法律形式、資料及NURS/QIS/LTAF邊界www.fca.org.uk · 2026-11-07[31] FCA PS21/14：LTAF長期非流動性資產產品制度www.fca.org.uk · 2026-11-07Bank of England/PRA：監管機構類別及機構清單；僅作監管邊界參考www.bankofengland.co.uk · 2026-11-07[1] The Payment Services Regulations 2017 — Part 2：授權條件、SPI、申請及變更期限www.legislation.gov.uk · 2026-11-07[4] 英國官方法規：Payment Services Regulations 2017，附表1支付服務與排除www.legislation.gov.uk · 2026-11-07[3] The Payment Services Regulations 2017 — Schedule 3：歐元資本及方法A/B/Cwww.legislation.gov.uk · 2026-11-07[4] The Payment Services Regulations 2017 — Part 3：持續資本、保障、會計與外包www.legislation.gov.uk · 2026-11-07[306] FCA：Payment Services and Electronic Money — Our Approach，May 2026 version 8，支付服務及有條件排除www.fca.org.uk · 2026-11-07[3] FCA：Payment institution applicants，支付機構人員、控制人及代理登記www.fca.org.uk · 2026-11-07[301] FCA — Apply to become an electronic money or a payment institution，API、SPI、AEMI、SEMI及RAISP身份分流www.fca.org.uk · 2026-11-07[14] FCA：PI及EMI管理人員變更通知www.fca.org.uk · 2026-11-07FCA：Safeguarding requirements for payment institutions and e-money institutionswww.fca.org.uk · 2026-11-07FCA — PS25/12: Changes to the safeguarding regime for payments and e-money firms，Supplementary Regime自2026年5月7日實施www.fca.org.uk · 2026-11-07[15] FCA：PS25/12最終政策與FCA 2025/38規則文字，SUP 3A.1及首年過渡規則www.fca.org.uk · 2026-11-07Bank of England — Access to UK payment systems for non-bank payment service providerswww.bankofengland.co.uk · 2026-11-07[14] GOV.UK/HMRC Who needs to register for money laundering supervisionwww.gov.uk · 2026-11-07[20] GOV.UK：Your responsibilities under money laundering supervisionwww.gov.uk · 2026-11-07FCA — Submit a change in control notification，完整性及60日評估與中斷www.fca.org.uk · 2026-11-07FCA：銀行與非銀行支付服務提供商的資金保護www.fca.org.uk · 2026-11-07[19] The Payment Services Regulations 2017 — Part 4：記錄、賬戶、信貸、代理與變化www.legislation.gov.uk · 2026-11-07[20] The Payment Services Regulations 2017 — Regulation 101：15及35工作日投訴期限www.legislation.gov.uk · 2026-11-07[17] FCA：Senior Managers and Certification Regime適用及FSMA背景www.fca.org.uk · 2026-11-07[23] The Payment Services Regulations 2017 — Schedule 2：法定授權申請檔案清單www.legislation.gov.uk · 2026-11-07[1] 英國官方法規：Payment Services Regulations 2017，第14條SPI註冊條件www.legislation.gov.uk · 2026-11-07[5] 英國官方法規：Payment Services Regulations 2017，第32條附帶業務與信用www.legislation.gov.uk · 2026-11-07[7] FCA Handbook：FEES 4 Annex 11，2026/27年度SPI G.4基本定額費£652www.handbook.fca.org.uk · 2026-11-07[6] PSR 2017 regulation 9 — Determination of applicationswww.legislation.gov.uk · 2026-11-07[9] 英國官方法規：Payment Services Regulations 2017，第15條原始文字；SPI適用第9條另以FCA現行指引核對www.legislation.gov.uk · 2026-11-07[10] 英國官方法規：Payment Services Regulations 2017，附表6第5項SPI控制權制度www.legislation.gov.uk · 2026-11-07[16] 英國官方法規：Money Laundering Regulations 2017，第21條內部控制及AML負責人www.legislation.gov.uk · 2026-11-07[29] HMRC — Money laundering supervision for money service businesseswww.gov.uk · 2026-11-07Bank of England/PRA：銀行及接受存款許可權邊界www.bankofengland.co.uk · 2026-11-07[22] FCA：July 2018 Our Approach，第2.9段明確SPI當時不能將登記護照化至EEA；僅作歷史糾錯依據www.fca.org.uk · 2026-11-07[1] Electronic Money Regulations 2011：第6條授權條件www.legislation.gov.uk · 2026-11-07[5] 英國現行EMR 2011附表2：初始資本、自有資金及FCA調整許可權www.legislation.gov.uk · 2026-11-07[3] Electronic Money Regulations 2011：第19條持續資本官方XMLwww.legislation.gov.uk · 2026-11-07英國立法原文 — Electronic Money Regulations 2011，第9條授權決定期限www.legislation.gov.uk · 2026-11-07[8] FCA Handbook SUP 3A：保障資金審計及豁免handbook.fca.org.uk · 2026-11-07[9] FCA Handbook SUP TP 1：2026保障審計豁免觀察期及六個月過渡提交規則handbook.fca.org.uk · 2026-11-07[10] Electronic Money Regulations 2011：第21條隔離、銀行及合格資產要求www.legislation.gov.uk · 2026-11-07[11] Electronic Money Regulations 2011：第32條附屬信貸及海外總部分支服務限制官方XMLwww.legislation.gov.uk · 2026-11-07英國現行EMR 2011第五部分：面值發行、贖回、費用及禁止持有期利息www.legislation.gov.uk · 2026-11-07[16] HM Treasury / GOV.UK：Modernising Payment Services Regulation Consultation，2026年7月14日www.gov.uk · 2026-11-07FCA — Electronic money institution applicants，EMI管理人員及重要股權登記www.fca.org.uk · 2026-11-07[3] 英國現行EMR 2011第13條：SEMI註冊條件www.legislation.gov.uk · 2026-11-07[4] 英國現行EMR 2011第2條：電子貨幣、平均未償餘額及幣種等值定義www.legislation.gov.uk · 2026-11-07英國立法原文 — Electronic Money Regulations 2011，第19條持續資本www.legislation.gov.uk · 2026-11-07英國現行EMR 2011第15條：授權條款對SEMI註冊的適用www.legislation.gov.uk · 2026-11-07英國現行EMR 2011第16條：註冊條件不再滿足後30日內申請授權www.legislation.gov.uk · 2026-11-07FCA 2025/38：2026年5月7日生效的資金保障手冊文書及過渡條款api-handbook.fca.org.uk · 2026-11-07FCA PS26/14及FCA2026/34：2026/27 CRA J.1最終年度費率，PDF第53頁www.fca.org.uk · 2026-11-07英國現行EMR 2011第32條：支付、附屬服務與信貸邊界www.legislation.gov.uk · 2026-11-07GOV.UK／HMRC ECSH155000：SAR、NCA與UKFIU及禁止洩密www.gov.uk · 2026-11-07GOV.UK／OFSI：Reporting information to OFSI – what to dowww.gov.uk · 2026-11-07GOV.UK／HM Treasury：National Payments Vision，支付監管分工與政策改革www.gov.uk · 2026-11-07[25] 英國現行EMR 2011第3條：有限網路及特定用途工具排除www.legislation.gov.uk · 2026-11-07[1] FCA：Consumer credit lenders and hirers authorisationwww.fca.org.uk · 2026-11-07[3] FCA：Regulating Buy Now Pay Later，現行實施與已關閉TPR登記說明www.fca.org.uk · 2026-11-07[4] GOV.UK／HM Treasury：2026年7月15日BNPL新規正式實施公告www.gov.uk · 2026-11-07[5] FCA PS26/1：Regulation of Deferred Payment Credit，最終規則全文及附錄www.fca.org.uk · 2026-11-07[7] FCA PS14/3：Final rules for consumer credit firms，CONC 10原始規則及資本公式www.fca.org.uk · 2026-11-07[8] FCA Handbook CONC 10.1：資本規則適用範圍handbook.fca.org.uk · 2026-11-07[19] Bank of England：Prudential regulation，PRA監管機構範圍www.bankofengland.co.uk · 2026-11-07[18] UK legislation：MLRs 2017第10條長期保險中介定義www.legislation.gov.uk · 2026-11-07[12] FCA：Supporting material for applications by consumer credit and other consumer finance firmswww.fca.org.uk · 2026-11-07[13] FCA：Consumer credit reporting，RegData、CCR009及資料變更暫停狀態www.fca.org.uk · 2026-11-07FCA消費者責任董事會報告：至少年度評估及2026-02-24小公司補充www.fca.org.uk · 2026-11-07[17] FCA Handbook CONC 10.3：Calculation of prudential resourceshandbook.fca.org.uk · 2026-11-07[18] FCA：Guide for consumer credit firms，歷史指引用於許可權與資本框架，系統和時間線以現行頁面覆蓋www.fca.org.uk · 2026-11-07[19] FCA Handbook DISP 1.6：Complaints time limit ruleshandbook.fca.org.uk · 2026-11-07[20] FCA Handbook DISP 1.5：Complaints resolved by close of the third business dayhandbook.fca.org.uk · 2026-11-07[21] FCA：Motor finance legal challenge to be heard in February 2027，現行部分暫停說明www.fca.org.uk · 2026-11-07[22] FCA：Final price cap rules for payday lenders，三項價格上限www.fca.org.uk · 2026-11-07[23] FCA Handbook CONC 10.2：現行頁面與最近修訂日期；正文公式以官方PS14/3交叉核實handbook.fca.org.uk · 2026-11-07[2] FCA：Apply to become a mortgage brokerwww.fca.org.uk · 2026-11-07[3] FCA：Apply to become a home finance providerwww.fca.org.uk · 2026-11-07[4] GOV.UK立法：RAO 2001 article 61受規管抵押貸款合同www.legislation.gov.uk · 2026-11-07[4] FCA Handbook：MIPRU 4.2資本資源要求handbook.fca.org.uk · 2026-11-07[6] FCA Handbook：MIPRU 4.2A信用風險資本handbook.fca.org.uk · 2026-11-07[7] FCA Handbook：MIPRU 3.2專業責任保險handbook.fca.org.uk · 2026-11-07[8] FCA：CP26/22官方PDF，第5章現行及擬議PII限額；已下載並提取正文，不將提案當生效規則www.fca.org.uk · 2026-11-07[18] FCA FEES 3 Annex 1A現行收費檔位，2026年7月更新handbook.fca.org.uk · 2026-11-07[12] GOV.UK：Registration with the Financial Conduct Authoritywww.gov.uk · 2026-11-07[13] FCA Handbook：COND 2.2總部和註冊辦公室所在地門檻handbook.fca.org.uk · 2026-11-07[14] FCA Handbook：TC 2.1能力、監督、資格及持續培訓handbook.fca.org.uk · 2026-11-07[15] FCA：SM&CR categorisation for solo-regulated firmswww.fca.org.uk · 2026-11-07[18] FCA：Principals overseeing appointed representativeswww.fca.org.uk · 2026-11-07[19] FCA Handbook：PERG 4.10B出租貸款及CBTL登記邊界handbook.fca.org.uk · 2026-11-07[20] FCA：PS15/11實施消費者買房出租制度www.fca.org.uk · 2026-11-07[21] FCA Handbook：PERG 4.8抵押貸款管理定義及法定排除handbook.fca.org.uk · 2026-11-07GOV.UK：私人公司審計豁免及強制審計例外www.gov.uk · 2026-11-07[23] FCA 2025/65：2026年1月1日生效的RMAR報告減負最終文書api-handbook.fca.org.uk · 2026-11-07[24] FCA：Mortgage lending statistics，最新2026年第二季度及MLAR說明www.fca.org.uk · 2026-11-07[25] Bank of England／PRA：2026年10月高loan-to-income政策宣告www.bankofengland.co.uk · 2026-11-07[26] FCA：CP26/18抵押貸款負責任放貸審查諮詢www.fca.org.uk · 2026-11-07[28] FCA：2026年第二輪Consumer Duty董事會報告監管觀察www.fca.org.uk · 2026-11-07[29] FCA：Professional standards for advisers，35小時CPD適用範圍www.fca.org.uk · 2026-11-07[18] FCA：Money laundering and terrorist financing風險、MLRO及適用報送www.fca.org.uk · 2026-11-07[31] FCA Handbook：PERG 14.3住房權益回售活動和歷史計劃handbook.fca.org.uk · 2026-11-07[32] FCA Handbook：PERG 14.4購房計劃定義、安排型別與活動邊界handbook.fca.org.uk · 2026-11-07[1] FCA：Banks, insurers and Lloyd’s managing agentswww.fca.org.uk · 2026-11-07[3] FSMA 2000 Schedule 6：法律形式、總部及審慎門檻www.legislation.gov.uk · 2026-11-07[3] RAO 2001 Schedule 1：18類一般險及9類長期險www.legislation.gov.uk · 2026-11-07[4] PRA Rulebook：Minimum Capital Requirement，第3.2、4.1及6.1條www.prarulebook.co.uk · 2026-11-07[5] PRA Rulebook：Insurance General Application及小規模排除條件www.prarulebook.co.uk · 2026-11-07[7] PRA：Authorisation process and regulatory expectationswww.bankofengland.co.uk · 2026-11-07[9] PRA：Authorisations及尚未寫入FSMA的4個月與10個月服務目標www.bankofengland.co.uk · 2026-11-07[10] PRA：Mobilisation regime for insurerswww.bankofengland.co.uk · 2026-11-07[11] PRA及FCA：Wholesale Insurance Accelerated Authorisation Pathway官方PDFwww.bankofengland.co.uk · 2026-11-07[12] PRA、FCA及勞合社：2025年7月管理代理准入簡化公告www.bankofengland.co.uk · 2026-11-07[13] PRA：UK insurance special purpose vehicles及多安排通知要求www.bankofengland.co.uk · 2026-11-07[14] PRA PS9/25：Changes to the UK ISPV regulatory framework，2025年7月24日生效www.bankofengland.co.uk · 2026-11-07[15] PRA CP11/26：A tailored regime for captive insurance，諮詢及擬議2027年實施www.bankofengland.co.uk · 2026-11-07[16] FCA CP26/29：A tailored regime for captive insurance，諮詢於2026年10月14日結束www.fca.org.uk · 2026-11-07[17] PRA：2026年4月風險轉換法規政府答覆後立法與後續規則宣告www.bankofengland.co.uk · 2026-11-07[18] HM Treasury：Changes to the Risk Transformation Regulations諮詢正文；更新時間不等於改革生效www.gov.uk · 2026-11-07[19] PRA PS13/26：Insurance third-country branches，2026年5月閾值及後續分階段實施www.bankofengland.co.uk · 2026-11-07[20] PRA Rulebook：Reporting，第2.5B條期限及2026年流動性模板www.prarulebook.co.uk · 2026-11-07[21] PRA Rulebook：Conditions Governing Business，治理與關鍵職能www.prarulebook.co.uk · 2026-11-07[22] PRA Rulebook：External Audit及小機構SFCR審計適用條件www.prarulebook.co.uk · 2026-11-07[24] FCA Handbook CASS 5.1：保險人獲准活動與管理代理排除條款handbook.fca.org.uk · 2026-11-07[10] PRA Change in control：Section 178事先批准及控股公司www.bankofengland.co.uk · 2026-11-07[28] PRA Rulebook：Policyholder Protection，第17.2條保險FSCS比例www.prarulebook.co.uk · 2026-11-07[29] HMRC：Insurance Premium Tax guide for insurerswww.gov.uk · 2026-11-07[30] PRA：Solvent exit planning for insurers，2026年6月30日生效www.bankofengland.co.uk · 2026-11-07[31] Solvency II Article 2：RAO長期第VIII與IX類的交叉引述，僅用於讀取法定分類www.legislation.gov.uk · 2026-11-07[32] FCA：Consumer Duty implementation good practice，開放及封閉產品生效日期www.fca.org.uk · 2026-11-07[33] FCA：The Senior Managers and Certification Regime Guide for insurers官方PDFwww.fca.org.uk · 2026-11-07[34] FCA：Consumer Duty一般保險及純保障機構函，零售適用與再保險及大風險排除www.fca.org.uk · 2026-11-07[36] PRA PS2/24：Review of Solvency II adapting to the UK insurance market及2024分支改革www.bankofengland.co.uk · 2026-11-07[301] PRA許可權變更VoP：單一Part 4A許可權與變更邊界www.bankofengland.co.uk · 2026-11-07PRA豁免、修改和規則許可：FSMA 138A / 138BA與CRR Permissionswww.bankofengland.co.uk · 2026-11-07PRA金融及混合金融控股公司批准 / 豁免申請www.bankofengland.co.uk · 2026-11-07PRA結構改革審批：ring-fencing轉移及間接支付系統接入www.bankofengland.co.uk · 2026-11-07[1] FCA：一般保險、Lloyd’s倫敦市場及比價網站授權申請www.fca.org.uk · 2026-11-07[2] GOV.UK：一般保險建議、安排及銷售授權www.gov.uk · 2026-11-07[5] FCA：RMA-D1監管資本計算及混合投資業務www.fca.org.uk · 2026-11-07[6] FCA：RMA-E專業責任保險賠償限額、幣種及免賠額www.fca.org.uk · 2026-11-07[7] FCA Handbook：CASS 5.2保險人代理款與書面risk transferhandbook.fca.org.uk · 2026-11-07[8] FCA Handbook：CASS 5.4非約定信託及零售客戶£50,000條件handbook.fca.org.uk · 2026-11-07[9] FCA：RMAR適用欄目及至少半年申報說明www.fca.org.uk · 2026-11-07[10] FCA：RMA-C客戶資金計算、risk transfer與外部審計問答www.fca.org.uk · 2026-11-07[13] FCA Handbook：FEES 3 Annex 1A截至核查日收費表handbook.fca.org.uk · 2026-11-07[14] FCA Handbook：SYSC 23 Annex 1現行SMCR分類handbook.fca.org.uk · 2026-11-07[16] FCA：PS25/21保險規則簡化最終政策及法律文書www.fca.org.uk · 2026-11-07[17] FCA：CP26/22進一步保險規則簡化諮詢狀態www.fca.org.uk · 2026-11-07[25] FCA — Principal responsibilities and AR oversightwww.fca.org.uk · 2026-11-07[23] FCA Handbook：ICOBS 4.1中介身份、服務範圍與關聯持股披露handbook.fca.org.uk · 2026-11-07[24] FCA Handbook：PERG 5.7理賠輔助、39A活動與39B排除handbook.fca.org.uk · 2026-11-07[25] FCA Handbook：DISP 1.6投訴確認與八週回覆handbook.fca.org.uk · 2026-11-07[26] FCA Handbook：ICOBS 6B.1家庭及車險續保定價規則範圍handbook.fca.org.uk · 2026-11-07[28] FCA：PS15/28個人投資公司資本最終文書，配合現行RMA-D1閱讀www.fca.org.uk · 2026-11-07[30] UK legislation：RAO第72B連線保險排除現行£500及£175條件www.legislation.gov.uk · 2026-11-07[32] FCA Handbook：ICOBS 5.2客戶demands and needs說明handbook.fca.org.uk · 2026-11-07[34] FCA Handbook：PERG 5.2保險分銷活動、網站與授權排除分析handbook.fca.org.uk · 2026-11-07FCA — Cryptoassets: Who needs to register，含2026年11月1日統計及展開的英國業務聯絡判斷www.fca.org.uk · 2026-11-07MLR 2017 Regulation 14A — CEP及CWP法定定義www.legislation.gov.uk · 2026-11-07FCA — Cryptoassets: How to apply for registrationwww.fca.org.uk · 2026-11-07[309] FCA — What we expect to see in your cryptoasset registration application，MLR管理層及SM&CR邊界www.fca.org.uk · 2026-11-07The Financial Services and Markets Act 2000 Cryptoassets Regulations 2026，SI 2026/102www.legislation.gov.uk · 2026-11-07FCA — Overview of our cryptoassets regime policy statements，2026年6月最終規則www.fca.org.uk · 2026-11-07FCA PS26/12 — A Prudential Regime for Cryptoasset Firms，含最終法律文書CRYPTOPRU 4.2.1與COREPRU 6.2.1www.fca.org.uk · 2026-11-07FCA — Registration under the MLRs ahead of the new FSMA regimewww.fca.org.uk · 2026-11-07FCA — A new regime for cryptoasset regulationwww.fca.org.uk · 2026-11-07FCA PS26/18 — Cryptoasset Perimeter Guidance，2026年9月16日最終指引www.fca.org.uk · 2026-11-07FCA — Cryptoasset firms marketing to UK consumers，四條合法推廣路徑www.fca.org.uk · 2026-11-07FCA — Expectations for UK cryptoasset businesses complying with the Travel Rulewww.fca.org.uk · 2026-11-07Bank of England — Sterling-denominated systemic stablecoins，2026年6月政策及CoP草案www.bankofengland.co.uk · 2026-11-07Bank of England and FCA — Approach to joint regulation of systemic stablecoin issuerswww.bankofengland.co.uk · 2026-11-07MLR 2017 Regulation 59 — 三個月及擬拒絕程式www.legislation.gov.uk · 2026-11-07[33] MLR 2017 regulation 57 — Registration information and thirty-day changeswww.legislation.gov.uk · 2026-11-07FCA — Cryptoassets: The transitional provisionwww.fca.org.uk · 2026-11-07[302] FCA — Change in control: cryptoasset firms，2026年6月30日後的beneficial owner分支www.fca.org.uk · 2026-11-07MLR 2017 Schedule 6B — 2026版本控制權門檻與FSMA修正www.legislation.gov.uk · 2026-11-07MLR 2017 Regulation 5 — 超過25%及實際控制的受益所有人定義www.legislation.gov.uk · 2026-11-07FSMA 2000 Section 189 — 控制權六十工作日審查www.legislation.gov.uk · 2026-11-07FCA — Cryptoassets AML／CTF regime，REP-CRIM與客戶保護披露www.fca.org.uk · 2026-11-07HMRC — Reporting cryptoasset user and transaction data，CARF首報及處罰www.gov.uk · 2026-11-07Draft Cryptoassets Miscellaneous Amendments Regulations 2026，UKDSI 9780348287233，尚為草案文字www.legislation.gov.uk · 2026-11-07HM Treasury — Draft statutory instrument amending the Cryptoassets Regulations: Policy Note，2026年9月更新www.gov.uk · 2026-11-07FCA — Cryptoassets: How the gateway will operate，實際視窗及saving條件www.fca.org.uk · 2026-11-07The Reporting Cryptoasset Service Providers Due Diligence and Reporting Requirements Regulations 2025，SI 2025/744，生效、使用者通知及HMRC註冊www.legislation.gov.uk · 2026-11-07[1] FCA：Crowdfunding消費者說明及監管模式www.fca.org.uk · 2026-11-07[2] 英國RAO第36H條：電子借貸系統與P2P協議定義www.legislation.gov.uk · 2026-11-07FCA IPRU-INV 12：P2P財務資源規則完整官方PDF；現行網頁顯示截至核查日章節最後更新2021-01-01handbook.fca.org.uk · 2026-11-07FCA：How to apply for authorisation or registrationwww.fca.org.uk · 2026-11-07FCA PS19/14：P2P和投資型眾籌加強規則及MCOB條件www.fca.org.uk · 2026-11-07FCA PS25/10最終規則：POP、COBS 23及非MiFID最低資本www.fca.org.uk · 2026-11-07公眾發行與交易准入條例2024附表1：£5 million及其他例外、12個月合併www.legislation.gov.uk · 2026-11-07FCA：Financial Promotions for high-risk investments多公司審查www.fca.org.uk · 2026-11-07FCA投資型眾籌董事會函2024-01-15：推廣閘道器、二級市場及退出www.fca.org.uk · 2026-11-07FCA：RegData及Connect用途、定製報送日曆www.fca.org.uk · 2026-11-07FCA：Wholesale investment firms申請及財務、地址和資本證據www.fca.org.uk · 2026-11-07HMRC／GOV.UK：Innovative finance ISA investments for ISA managerswww.gov.uk · 2026-11-07英格蘭銀行／PRA：Should I become a bank業務邊界示意；僅引用眾籌不當然為存款活動的邊界，非舊資本數字www.bankofengland.co.uk · 2026-11-07FCA：Client asset reports內容、合理／有限保證、53周及4個月期限www.fca.org.uk · 2026-11-07FCA MIFIDPRU 4.5：固定開支要求、新公司預測及ICARA影響handbook.fca.org.uk · 2026-11-07英國RAO第25DB條：POP合資格發售條件，官方XML完整條文www.legislation.gov.uk · 2026-11-07公眾發行2025修訂及過渡條例SI2025/1076第4—5條：三個月視窗及臨時許可權，官方XMLwww.legislation.gov.uk · 2026-11-07FCA PS16/8：貸款型眾籌客戶資金及IFISA最終規則www.fca.org.uk · 2026-11-07[26] FCA PS14/4：眾籌型別與捐贈、預付款／回報的監管邊界www.fca.org.uk · 2026-11-07FCA PS25/10政策主頁：2026-01-19生效及過渡法規連結www.fca.org.uk · 2026-11-07FCA MIFIDPRU 4.2：初始資本與擬申請許可權永久最低要求一致handbook.fca.org.uk · 2026-11-07FCA IPRU-INV 12.2現行頁面：截至2026-11-07顯示章節最後更新2021-01-01handbook.fca.org.uk · 2026-11-07FCA PS22/10最終政策及COBS修訂：受限投資者宣告與12個月10%限制www.fca.org.uk · 2026-11-07[41] FCA — Credit Rating Agencieswww.fca.org.uk · 2026-11-07[303] FCA — Applying for registration or certification: UK Credit Rating Agencies Regulation，CRA身份與變更www.fca.org.uk · 2026-11-07UK CRA Regulation第2條：適用範圍與排除www.legislation.gov.uk · 2026-11-07UK CRA Regulation第3條：CRA、信用評級及信用評分定義www.legislation.gov.uk · 2026-11-07UK CRA Regulation第4條：監管使用及第三國評級認可www.legislation.gov.uk · 2026-11-07UK CRA Regulation第5條：認證、非系統重要性與物理存在豁免www.legislation.gov.uk · 2026-11-07UK CRA Regulation附錄I：董事、合規、利益衝突、輪換、記錄及披露www.legislation.gov.uk · 2026-11-07UK CRA Regulation第14條：登記及重大變化通知www.legislation.gov.uk · 2026-11-07FCA：CRA registration supporting notes—登記申請資料原表說明www.fca.org.uk · 2026-11-07UK CRA Regulation第8條：方法、監測、諮詢和錯誤通知www.legislation.gov.uk · 2026-11-07UK CRA Regulation第6條：獨立性及少於50人機構豁免www.legislation.gov.uk · 2026-11-07UK CRA Regulation第6a條：CRA交叉持股及控制限制www.legislation.gov.uk · 2026-11-07FCA：Senior Managers and Certification Regime—FSMA授權適用與改革背景www.fca.org.uk · 2026-11-07CRA申請技術標準449/2012第13條：財務報告及歷史不足安排www.legislation.gov.uk · 2026-11-07UK CRA Regulation第15條：英文申請與20工作日完整性評估www.legislation.gov.uk · 2026-11-07UK CRA Regulation第16條：45／60工作日及生效時間www.legislation.gov.uk · 2026-11-07HM Treasury／GOV.UK：CRA脫歐條例說明—監管從ESMA轉至FCAwww.gov.uk · 2026-11-07FCA：CRA UK Market Share Report for 2024—評級類別與10%競爭措施www.fca.org.uk · 2026-11-07FCA PS19/10：CRA與FSMA門檻不同及適用營業額費用口徑www.fca.org.uk · 2026-11-07FCA 2025多機構審查：評級委員會治理及實際執行www.fca.org.uk · 2026-11-07FCA 2026多機構審查：監測、方法與內部控制www.fca.org.uk · 2026-11-07FCA：Use of credit ratings in the UK—endorsement與認證等效名單www.fca.org.uk · 2026-11-07[304] FCA — CRA Application to amend details，管理層及登記資料變更專用表www.fca.org.uk · 2026-11-07CRA評級資訊報告技術標準2015/2—評級分類、公開報送及月報比例安排www.legislation.gov.uk · 2026-11-07UK CRA Regulation第12條：透明度報告三個月期限和五年網頁保留www.legislation.gov.uk · 2026-11-07MLR2017第10條：信貸機構與金融機構實際活動定義www.legislation.gov.uk · 2026-11-07MLR2017附表2：列舉金融活動www.legislation.gov.uk · 2026-11-07FCA 2026年11月3日官方新聞：獨立ESG評級制度的申請及生效日期www.fca.org.uk · 2026-11-07FCA PS26/22：ESG ratings final regime最終政策與規則www.fca.org.uk · 2026-11-07[1] FCA：Data reporting services providerswww.fca.org.uk · 2026-11-07[2] legislation.gov.uk：The Data Reporting Services Regulations 2024，現行全文，第2至12條www.legislation.gov.uk · 2026-11-07[4] FCA Handbook：MAR 9.2 Authorisation and verificationhandbook.fca.org.uk · 2026-11-07[5] FCA Handbook：MAR 9.2B 管理機構要求handbook.fca.org.uk · 2026-11-07[6] FCA CP23/33：附錄正式規則FCA 2023/42，MAR 9.2B組織、技術、資料質量與記錄要求www.fca.org.uk · 2026-11-07[7] FCA Handbook：MAR 9.2C CTP財務資源，全文亦核對CP23/33正式規則頁33至34handbook.fca.org.uk · 2026-11-07[8] FCA：DRSP authorisation and supervision formswww.fca.org.uk · 2026-11-07[9] FCA：Bond consolidated tape，確認2026年6月22日上線www.fca.org.uk · 2026-11-07[10] FCA：Equities consolidated tape，2026年10月更新階段與2027至2028年計劃www.fca.org.uk · 2026-11-07[11] FCA CP26/39：Income sharing distribution and operational incident reporting for consolidated tape providerswww.fca.org.uk · 2026-11-07[12] FCA Handbook：MAR 9.2A Consolidated tape providers，選任、期限及交接handbook.fca.org.uk · 2026-11-07[13] FCA Handbook：MAR 9.2D Complaints concerning the performance of a CTPhandbook.fca.org.uk · 2026-11-07[14] FCA：MAR 9 Annex 1申請表及Annex 2管理層表，後者由總覽連結完整下載核對www.fca.org.uk · 2026-11-07[15] FCA：UK Bond Consolidated Tape Invitation to Tender，2025年7月29日版本，歷史費用與預測日期僅作區分www.fca.org.uk · 2026-11-07[16] FCA PS24/14：Improving transparency for bond and derivatives marketswww.fca.org.uk · 2026-11-07[13] FCA — Trade Repositorieswww.fca.org.uk · 2026-11-07[18] Bank of England：Trade Repository Data Collections，CCP報告框架與FCA分工www.bankofengland.co.uk · 2026-11-07[21] FCA Handbook：FEES 4 Annex 11，2026/27 G.25年度費率handbook.fca.org.uk · 2026-11-07[22] FCA：2024年12月13日DRSP監管組合信www.fca.org.uk · 2026-11-07[23] legislation.gov.uk：MLR 2017第8條適用主體www.legislation.gov.uk · 2026-11-07[24] legislation.gov.uk：MLR 2017第10條信用機構及金融機構定義www.legislation.gov.uk · 2026-11-07[25] FCA CP26/31：2026年7月股票CT基本框架正式規則及後續諮詢www.fca.org.uk · 2026-11-07[301] Companies House：Incorporation and names，公司設立、人員、資本及地址要求www.gov.uk · 2026-11-07Companies House：最新收費表，2026年9月25日更新www.gov.uk · 2026-11-07GOV.UK：私人有限公司註冊渠道、費用及處理時間www.gov.uk · 2026-11-07[302] Companies House：Verify your identity，適用身份驗證及過渡要求www.gov.uk · 2026-11-07GOV.UK／Companies House — When you need to verify your identity for Companies Housewww.gov.uk · 2026-11-07[307] Companies House：Changes to company registers，成員記錄與公司資料維護changestoukcompanylaw.campaign.gov.uk · 2026-11-07[308] Companies House：People with significant control，公司控制人識別與登記www.gov.uk · 2026-11-07[303] GOV.UK：Company changes you must report，公司變更申報www.gov.uk · 2026-11-07Companies House：ECCT過渡計劃，2026年10月23日更新www.gov.uk · 2026-11-07GOV.UK：設立及運營LLPwww.gov.uk · 2026-11-07Companies House：LP、SLP及PFLP登記及持續規則www.gov.uk · 2026-11-07GOV.UK：股份及擔保公司形式www.gov.uk · 2026-11-07GOV.UK：社會企業及CIC設立www.gov.uk · 2026-11-07CIC監管人：社群利益公司指引、股息上限及年度報告www.gov.uk · 2026-11-07Companies House：海外公司英國登記及賬目，2026年9月25日更新www.gov.uk · 2026-11-07GOV.UK：獨資經營責任及登記www.gov.uk · 2026-11-07GOV.UK：普通商業合夥設立www.gov.uk · 2026-11-07HMRC：合夥Self Assessment登記www.gov.uk · 2026-11-07HMRC：2026年公司稅率及邊際抵免引數www.gov.uk · 2026-11-07HMRC：公司稅Marginal Relief適用限制www.gov.uk · 2026-11-07HMRC：Corporation Tax居民和非居民徵稅範圍www.gov.uk · 2026-11-07[304] GOV.UK：Prepare annual accounts for a private limited company，公司賬目與稅務期限www.gov.uk · 2026-11-07GOV.UK：小型、微型和休眠公司賬目閾值www.gov.uk · 2026-11-07Companies House：賬目逾期、私人及公眾公司期限與罰款www.gov.uk · 2026-11-07HMRC：MTD所得稅2026至2028分階段門檻www.gov.uk · 2026-11-07HMRC：VAT登記滾動測試、未來30日和境外企業例外www.gov.uk · 2026-11-07GOV.UK：VAT標準、低稅率與零稅率www.gov.uk · 2026-11-07HMRC：VAT申報及繳款期限www.gov.uk · 2026-11-07HMRC：2026至2027僱主工資稅和NI閾值www.gov.uk · 2026-11-07HMRC：Employment Allowance資格及唯一董事限制www.gov.uk · 2026-11-07HMRC：2026年3月31日舊聯合申報服務關閉www.gov.uk · 2026-11-07Companies House：賬目改革介紹（結合2026年10月23日公告閱讀）changestoukcompanylaw.campaign.gov.uk · 2026-11-07[5] PRA確認2025年12月存款保障£120,000及臨時高餘額£1.4mwww.bankofengland.co.uk · 2026-11-07HMRC CTM61505：股東貸款s455稅率變更www.gov.uk · 2026-11-07GOV.UK／HMRC — Business Asset Disposal Relief: Eligibilitywww.gov.uk · 2026-11-07HMRC：2026至2027股息稅率和GBP500免稅額www.gov.uk · 2026-11-07HMRC：股票轉讓表印花稅0.5%和進位規則www.gov.uk · 2026-11-07GOV.UK／HMRC — Pay Stamp Duty on shareswww.gov.uk · 2026-11-07[305] GOV.UK／ICO：Data protection and your business，登記及豁免判斷www.gov.uk · 2026-11-07HMRC：合併RDEC及ERIS條件和計算基礎www.gov.uk · 2026-11-07DBT：實施英國向內公司遷冊制度的設計諮詢www.gov.uk · 2026-11-07HMRC：TCSP反洗錢監督範圍、登記及年度維護www.gov.uk · 2026-11-07HMRC：UTR查詢15個工作日及公司稅賬戶啟用www.gov.uk · 2026-11-07HMRC：Self Assessment 2025至2026稅年申報及付款日期www.gov.uk · 2026-11-07Companies Act 2006 s586：PLC面值四分之一及全額溢價，XML正文已讀取www.legislation.gov.uk · 2026-11-07Companies Act 2006 s763：PLC英鎊最低股本及指定歐元路徑，XML正文已讀取www.legislation.gov.uk · 2026-11-07GOV.UK：NSI收購觸發條件及17個敏感領域www.gov.uk · 2026-11-07Companies House：PLC營業證書SH50www.gov.uk · 2026-11-07HMRC：VAT企業已納入MTD及正確記賬收費www.gov.uk · 2026-11-07Partnership Act 1890 s4：蘇格蘭合夥獨立法律人格www.legislation.gov.uk · 2026-11-07Companies Authorised Minimum Regulations 2009 reg2：PLC指定歐元資本EUR57,100www.legislation.gov.uk · 2026-11-07HMRC：FPS工資申報在發薪當日或之前www.gov.uk · 2026-11-07Companies House：2026年10月23日賬目改革更新及損益表要求暫停www.gov.uk · 2026-11-07FCA — Change in control notification formswww.fca.org.uk · 2026-11-07英國立法原文 — Electronic Money Regulations 2011，附表2初始與持續資本及Method A、B、C、Dwww.legislation.gov.uk · 2026-11-07GOV.UK／HMRC — Tax when you buy shareswww.gov.uk · 2026-11-07GOV.UK — Business transfers, takeovers and TUPEwww.gov.uk · 2026-11-07GOV.UK／HMRC — Capital Gains Tax: new Business Asset Disposal Relief lifetime limit，2026年10月29日釋出的2027年擬議措施www.gov.uk · 2026-11-07[2] FCA PERG 2.6受監管活動及存款邊界www.handbook.fca.org.uk · 2026-11-07[4] FCA Credit unions：雙重監管、報告及規則變更www.fca.org.uk · 2026-11-07[6] BoE/PRA New bank authorisation process：程式、期限及mobilisationwww.bankofengland.co.uk · 2026-11-07[7] BoE/PRA新銀行監管期望：業務、資本及流動性www.bankofengland.co.uk · 2026-11-07[8] PRA Senior Managers Regime approvals：適當性及90日評估www.bankofengland.co.uk · 2026-11-07[9] PRA PS5/24非系統性銀行及building society有償退出規劃www.bankofengland.co.uk · 2026-11-07[11] PRA SS5/21 International banks，2026年4月更新版www.bankofengland.co.uk · 2026-11-07[12] Building Societies Act 1986 Schedule 2創設、章程及成員制度www.legislation.gov.uk · 2026-11-07[13] PRA Rulebook Definition of Capital，12.1基本資本及SSB定義www.prarulebook.co.uk · 2026-11-07[14] BoE Financial Stability in Focus 2026：資本框架及SDDT階段www.bankofengland.co.uk · 2026-11-07[15] PRA Rulebook Credit Unions：8.5及8.5A資本、流動性及內部審計www.prarulebook.co.uk · 2026-11-07[16] PRA PS1/26 Basel 3.1最終規則及實施日期www.bankofengland.co.uk · 2026-11-07[17] PRA Rulebook Fees：4.5新授權費用現行表www.prarulebook.co.uk · 2026-11-07[21] PRA SS2/23 Supervising credit unions，2026年2月版www.bankofengland.co.uk · 2026-11-07[22] FCA CASS 7.10：投資業務客戶資金適用範圍handbook.fca.org.uk · 2026-11-07[23] FCA Credit unions common bonds and objects：大不列顛及北愛爾蘭www.fca.org.uk · 2026-11-07[24] Building Societies Act 1986 section 6：法定貸款比例口徑www.legislation.gov.uk · 2026-11-07[25] SI 2026/1115 Building societies資金限額及簽署改革，2027年1月生效www.legislation.gov.uk · 2026-11-07[26] PRA/FCA DP2/26 Credit unions supporting sustainable growth and resiliencewww.bankofengland.co.uk · 2026-11-07[27] GOV.UK信用合作社common bond改革回應，2026年3月18日www.gov.uk · 2026-11-07[28] FCA Mobilisation for credit unions：個案安排www.fca.org.uk · 2026-11-07[29] FCA Credit union mergers：業務轉移、成員決議及14日提交www.fca.org.uk · 2026-11-07[3] FCA — Registered account information service providerwww.fca.org.uk · 2026-11-07[4] PSR 2017 regulation 18 — Conditions for RAISP registrationwww.legislation.gov.uk · 2026-11-07[5] PSR 2017 regulation 19 — RAISP supplementary provisionswww.legislation.gov.uk · 2026-11-07[7] FCA Handbook REC 2.3 — Financial resourceshandbook.fca.org.uk · 2026-11-07[8] FSMA 2000 section 290 — Recognition orderswww.legislation.gov.uk · 2026-11-07[9] FCA — Overseas investment exchange recognition applicationswww.fca.org.uk · 2026-11-07[10] FCA — Benchmark administrator applications and equivalence notificationswww.fca.org.uk · 2026-11-07[11] UK BMR Article 34 — Authorisation and registration of administratorswww.legislation.gov.uk · 2026-11-07[12] HM Treasury — Future regulatory regime for benchmarks and benchmark administrators consultationwww.gov.uk · 2026-11-07[14] UK EMIR Article 56 — Application for registrationwww.legislation.gov.uk · 2026-11-07[15] UK EMIR Article 58 — Examination of applicationswww.legislation.gov.uk · 2026-11-07[16] UK SFTR Article 5 — Registration of a trade repositorywww.legislation.gov.uk · 2026-11-07[17] UK SFTR Article 7 — Examination of applicationswww.legislation.gov.uk · 2026-11-07[18] TR technical standard 150/2013 Article 21 — Operational risk and financial resourceswww.legislation.gov.uk · 2026-11-07[19] FCA — Apply for claims management authorisationwww.fca.org.uk · 2026-11-07[20] RAO 2001 Article 89F — Specified claims management activities and geographical scopewww.legislation.gov.uk · 2026-11-07[21] RAO 2001 Article 89G — Seeking out, referrals and identification of claimswww.legislation.gov.uk · 2026-11-07[22] FCA Handbook CMCOB 7.2 — Prudential requirementshandbook.fca.org.uk · 2026-11-07[23] FCA Handbook CMCOB 7.3 — Calculation of prudential resourceshandbook.fca.org.uk · 2026-11-07[24] FCA — How to become an appointed representativewww.fca.org.uk · 2026-11-07[26] FCA — Credit reference agencies and credit information services authorisationwww.fca.org.uk · 2026-11-07[27] RAO 2001 Article 89A — Providing credit information serviceswww.legislation.gov.uk · 2026-11-07[28] RAO 2001 Article 89B — Providing credit referenceswww.legislation.gov.uk · 2026-11-07[30] HMRC — Trust or company service provider supervisionwww.gov.uk · 2026-11-07[31] HMRC — Register or update money laundering supervisionwww.gov.uk · 2026-11-07[32] HMRC — Fees for money laundering supervision, effective 1 December 2025www.gov.uk · 2026-11-07[34] MLR 2017 regulation 23 — FCA notifications and updated informationwww.legislation.gov.uk · 2026-11-07[35] FCA — Anti-money laundering supervisory reformwww.fca.org.uk · 2026-11-07[36] Bank of England — FMI regulator objectives and scopewww.bankofengland.co.uk · 2026-11-07[37] Bank of England — CCP policy and ruleswww.bankofengland.co.uk · 2026-11-07[38] Bank of England — CSD policy and ruleswww.bankofengland.co.uk · 2026-11-07[42] The Critical Benchmarks Regulations 2024, SI 2024/1051www.legislation.gov.uk · 2026-11-07[43] HM Treasury — Consultation on the Appointed Representatives Regimewww.gov.uk · 2026-11-07[44] FCA — Proposed credit information sharing remedies, CP26/7www.fca.org.uk · 2026-11-07[1] FCA：Apply to become a pre-paid funeral plans firmwww.fca.org.uk · 2026-11-07[2] FCA Handbook FPCOB15：Prudential requirementshandbook.fca.org.uk · 2026-11-07[300] AIFM Regulations 2013第11條：普通小型註冊申請資料、補件及核驗www.legislation.gov.uk · 2026-11-07[300] PRA SoP1/13：指定投資公司政策全文，2021年12月更新www.bankofengland.co.uk · 2026-11-07[300] FCA：Limited Network Exclusion (LNE)，交易門檻、通知時間、再次通知及費用www.fca.org.uk · 2026-11-07[300] GOV.UK：Online and distance selling，消費者資訊、取消與交付要求及例外www.gov.uk · 2026-11-07[300] FCA Financial Crime Guide，2026年5月版：FCG 3.2財富與資金來源、高風險客戶及持續監控；FCG 5資料安全api-handbook.fca.org.uk · 2026-11-07
使用者參考指南及補充資料
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[33] FSCS：Investments—£85,000與不賠投資表現損失www.fscs.org.uk · 2026-11-07使用者參考（非官方）：英國FCA投資公司（MiFID II）原指南／糾錯基準www.jrp-hk.com · 2026-11-07使用者原始AIFM指南：全部HTML和全部FAQ已完整儲存為aifm-source.mdwww.jrp-hk.com · 2026-11-07使用者參考（非官方）：英國FCA支付機構（PI）原指南／糾錯基準www.jrp-hk.com · 2026-11-07[20] 使用者原頁：英國FCA小型支付機構註冊指南，全文已儲存；非官方監管證據www.jrp-hk.com · 2026-11-07[18] 使用者參考頁面：仁港永勝英國EMI指南，完整提取儲存，非官方監管證據www.jrp-hk.com · 2026-11-07使用者原始SEMI指南：完整提取並存檔，監管陳述已按官方原文糾正www.jrp-hk.com · 2026-11-07使用者完整原始消費信貸指南，已儲存全文和全部300條FAQ；非官方核驗依據www.jrp-hk.com · 2026-11-07[1] 使用者原指南：英國FCA抵押貸款中介牌照，全文提取並閱讀www.jrp-hk.com · 2026-11-07[35] 使用者提供的原保險承保指南，全文已儲存，僅作為糾錯及品牌資料來源www.jrp-hk.com · 2026-11-07[29] FSCS：保險保障、保險人失敗與90%或100%賠償路徑www.fscs.org.uk · 2026-11-07[33] 使用者原保險中介指南，完整提取儲存但不作為數字優先依據www.jrp-hk.com · 2026-11-07使用者參考（非官方）：英國FCA加密資產MLR註冊原指南／糾錯基準www.jrp-hk.com · 2026-11-07使用者參考（非官方）：英國FCA眾籌平臺原指南／糾錯基準www.jrp-hk.com · 2026-11-07使用者參考（非官方）：英國FCA信用評級機構原指南／糾錯基準www.jrp-hk.com · 2026-11-07[26] 使用者原頁面：英國FCA ARM指南，完整提取已儲存drsp-source.md，僅作糾錯物件而非官方依據www.jrp-hk.com · 2026-11-07原使用者指南：英國公司註冊詳細介紹（全文保留，僅作糾錯基準）www.jrp-hk.com · 2026-11-07EUR-Lex — Directive 2009/110/EC合併文字，EMD2第3至12條eur-lex.europa.eu · 2026-11-07Bank of Lithuania — Authorisation of Electronic Money Institutions，全面與受限業務許可www.lb.lt · 2026-11-07Banco de Portugal — Acquisition or increase of a qualifying holding in an electronic money institutionwww.bportugal.pt · 2026-11-07使用者原始頁面 — 英國／歐洲EMI支付牌照持牌公司股權出售轉讓指南，全文已存檔，廣告庫存未獲獨立確認www.jrp-hk.com · 2026-11-07使用者另一原始頁面 — emi.html，當前全文與emi_final.html一致，不視為實時可售庫存www.jrp-hk.com · 2026-11-07[306] 使用者品牌聯絡頁 — 現用Drew@sfc8.com及電話文字；非官方監管或現實場所證明sfc8.com · 2026-11-07[45] 使用者原頁面 — 英國FCA指南完整提取，非官方監管依據www.jrp-hk.com · 2026-11-07
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