EVIDENCE / OFFICIAL REFERENCES
让重要结论，有可以核查的依据
按FCA、PRA / Bank of England、GOV.UK和现行法规核对许可范围、资本、流程与持续义务。以下链接保留原始来源，监管机构当前原文和个案决定优先。
官方查询与监管资料 447 项
FCA金融服务登记册register.fca.org.uk · 2026-11-07FCA授权及注册申请www.fca.org.uk · 2026-11-07[1] BoE/PRA New Bank Start-up Unit及银行定义www.bankofengland.co.uk · 2026-11-07[3] Bank of England/PRA：新保险人单元与中介、MGA、AR边界www.bankofengland.co.uk · 2026-11-07Companies House英国公司注册www.gov.uk · 2026-11-07[1] FCA：Wholesale markets firm applicants—申请材料、英国实质与注资证据www.fca.org.uk · 2026-11-07[2] FCA：Investment managers—逐客户与集合管理、权限和资本www.fca.org.uk · 2026-11-07[3] FCA：Wholesale brokers—经纪活动、MiFID与豁免审慎路径www.fca.org.uk · 2026-11-07[4] FCA：How to apply for authorisation or registrationwww.fca.org.uk · 2026-11-07[5] FCA Handbook：MIFIDPRU 1.2—SNI全部分类条件handbook.fca.org.uk · 2026-11-07[6] FCA Handbook：MIFIDPRU 4.5—FOR及首年支出预测handbook.fca.org.uk · 2026-11-07[7] FCA：International firms looking to do business in the UKwww.fca.org.uk · 2026-11-07[8] FCA PS19/18：零售CFD杠杆、平仓、负余额和推广限制www.fca.org.uk · 2026-11-07[9] FCA：Custodians—托管权限与non-SNI审慎条件www.fca.org.uk · 2026-11-07[10] FCA：Client money and assets reporting—月度CMAR及十五工作日www.fca.org.uk · 2026-11-07[11] FCA：Transaction reporting—范围、MDP、ARM和错误纠正www.fca.org.uk · 2026-11-07[12] 英国法例：UK MiFIR Article 26—交易范围与下一工作日截止www.legislation.gov.uk · 2026-11-07[13] FCA Handbook：MIFIDPRU 4.2—初始资本与拟申请权限handbook.fca.org.uk · 2026-11-07[308] FCA Handbook — MIFIDPRU 4.4，投资公司永久最低资本按权限区分handbook.fca.org.uk · 2026-11-07[15] FCA：Corporate finance firms—限制与大于£10,000条件www.fca.org.uk · 2026-11-07[16] Bank of England/PRA：SoP1/13 Designation of investment firmswww.bankofengland.co.uk · 2026-11-07[20] FCA Change in control：完整通知60个工作日与补料暂停www.fca.org.uk · 2026-11-07[19] FCA Control thresholds or bands：信用机构控制比例www.fca.org.uk · 2026-11-07[32] FCA Handbook SYSC 4.2：两名独立思维的实际管理及参与重大决定handbook.fca.org.uk · 2026-11-07[20] FCA：Senior Managers Regime—分类、职责和人员适合性www.fca.org.uk · 2026-11-07[21] FCA PS26/6：SM&CR review—2026年分阶段生效改革www.fca.org.uk · 2026-11-07[22] FCA：MTFs and OTFs—执行方式、用户与资本www.fca.org.uk · 2026-11-07[23] FCA PS21/20：RTS27/28自2021年12月取消www.fca.org.uk · 2026-11-07[24] FCA PS24/9：研究与执行合并付款自2024年8月可选www.fca.org.uk · 2026-11-07[25] FCA：Prudential regulatory reporting data quality review—OFR、OFTR与MIF申报www.fca.org.uk · 2026-11-07[26] FCA Handbook：MIFIDPRU 6.2—FOR三分之一及客户担保1.6%handbook.fca.org.uk · 2026-11-07[27] FCA PS25/14：资本定义改革于2026年4月1日生效www.fca.org.uk · 2026-11-07[30] FCA Authorisation application fees：银行第7档及信用合作社专有费用www.fca.org.uk · 2026-11-07[8] FSMA 2000 section 55V：完整与不完整申请的法定决定时限www.legislation.gov.uk · 2026-11-07[30] FCA：UK EMIR—衍生品报告、清算与未清算风险缓释www.fca.org.uk · 2026-11-07[40] FCA — Faster authorisation targets and proposed statutory deadlineswww.fca.org.uk · 2026-11-07[32] FCA：Financial crime—义务与监管资料入口www.fca.org.uk · 2026-11-07[34] FCA 2026/8：MiFID组织规则移植及PERG外汇即期／支付排除api-handbook.fca.org.uk · 2026-11-07[35] FCA：Principal trading firms—£750,000及non-SNIwww.fca.org.uk · 2026-11-07[36] FCA：Retail access to crypto ETNs—2025年10月8日及保留衍生品禁令www.fca.org.uk · 2026-11-07[37] FCA：Permanent retail binary options ban—2019年4月2日生效www.fca.org.uk · 2026-11-07[38] FCA：Targeted support gateway—2026年3月申请及4月启用www.fca.org.uk · 2026-11-07[39] GOV.UK：Response from the Financial Conduct Authority 2026—最新改革状态www.gov.uk · 2026-11-07[40] FCA CP23/20：多元化提案2025年决定不再推进，非财务不当行为除外www.fca.org.uk · 2026-11-07[41] 英国法例：MLR2017 regulation28—CDD、受益所有人和持续监控www.legislation.gov.uk · 2026-11-07[42] NCA：Suspicious Activity Reports—UKFIU与法定报告义务www.nationalcrimeagency.gov.uk · 2026-11-07[1] FCA：AIFMD UK监管框架www.fca.org.uk · 2026-11-07[2] FCA：申请授权AIFM，包括完整展开资本及附件原文www.fca.org.uk · 2026-11-07[3] FCA：资产管理权限及监管边界www.fca.org.uk · 2026-11-07[4] AIFM Regulations 2013第9条：小型规模定义，已读取官方XMLwww.legislation.gov.uk · 2026-11-07[5] FCA：申请小型注册AIFM、SEF与RVECAwww.fca.org.uk · 2026-11-07[6] AIFM Regulations 2013第5条：完整全范围申请及法定时限www.legislation.gov.uk · 2026-11-07[8] FCA：全范围UK AIFM申请处理、最终文件及后补资料www.fca.org.uk · 2026-11-07[9] FCA：AIF存管及第三国基金保管安排；旧页面部分制度用语已过时，未引用旧资本及提交渠道www.fca.org.uk · 2026-11-07[10] FCA：National Private Placement Regimewww.fca.org.uk · 2026-11-07[11] FCA Handbook FUND 3.1：英国与非英国基金章节适用范围handbook.fca.org.uk · 2026-11-07[26] FCA：Control thresholds及保险控制权档位www.fca.org.uk · 2026-11-07[14] FCA：SM&CR solo-regulated firms分类与人员适用www.fca.org.uk · 2026-11-07[14] FCA：SM&CR Guide for FCA solo-regulated firms，非FSMA机构排除www.fca.org.uk · 2026-11-07[18] AIFM Regulations 2013第12条：注册决定期限，已读取官方XMLwww.legislation.gov.uk · 2026-11-07[19] FCA：客户资金资产CASS、年度分类及月度CMARwww.fca.org.uk · 2026-11-07[20] FCA Handbook COLL 15.2：LTAF全范围管理人、人员及估值；最后更新2026-04-30handbook.fca.org.uk · 2026-11-07[21] FCA CP26/28页面：咨询截止及预期实施状态www.fca.org.uk · 2026-11-07[22] HM Treasury：AIFM改革草拟SI及政策说明，非已生效法例www.gov.uk · 2026-11-07[23] FCA CP26/28全文：现行资本、拟议三级NAV及2027/2028计划www.fca.org.uk · 2026-11-07[24] FCA：AIFM reporting现行RegData平台www.fca.org.uk · 2026-11-07Bank of England — What is the Prudential Regulation Authority，银行与保险审慎监管边界www.bankofengland.co.uk · 2026-11-07[26] FCA：Annex IV透明度报告指引；2017文档的平台和EEA旧用語已按现行网页校正www.fca.org.uk · 2026-11-07[27] FCA PS25/7：FSA039撤销及RegData关闭日期www.fca.org.uk · 2026-11-07[28] FCA：REP008行为准则处分及2025年取消无事项零申报www.fca.org.uk · 2026-11-07MLR 2017 Regulation 40 — 客户与交易记录保存www.legislation.gov.uk · 2026-11-07[30] FCA：英国基金产品授权、法律形式、资料及NURS/QIS/LTAF边界www.fca.org.uk · 2026-11-07[31] FCA PS21/14：LTAF长期非流动性资产产品制度www.fca.org.uk · 2026-11-07Bank of England/PRA：监管机构类别及机构清单；仅作监管边界参考www.bankofengland.co.uk · 2026-11-07[1] The Payment Services Regulations 2017 — Part 2：授权条件、SPI、申请及变更期限www.legislation.gov.uk · 2026-11-07[4] 英国官方法规：Payment Services Regulations 2017，附表1支付服务与排除www.legislation.gov.uk · 2026-11-07[3] The Payment Services Regulations 2017 — Schedule 3：欧元资本及方法A/B/Cwww.legislation.gov.uk · 2026-11-07[4] The Payment Services Regulations 2017 — Part 3：持续资本、保障、会计与外包www.legislation.gov.uk · 2026-11-07[306] FCA：Payment Services and Electronic Money — Our Approach，May 2026 version 8，支付服务及有条件排除www.fca.org.uk · 2026-11-07[3] FCA：Payment institution applicants，支付机构人员、控制人及代理登记www.fca.org.uk · 2026-11-07[301] FCA — Apply to become an electronic money or a payment institution，API、SPI、AEMI、SEMI及RAISP身份分流www.fca.org.uk · 2026-11-07[14] FCA：PI及EMI管理人员变更通知www.fca.org.uk · 2026-11-07FCA：Safeguarding requirements for payment institutions and e-money institutionswww.fca.org.uk · 2026-11-07FCA — PS25/12: Changes to the safeguarding regime for payments and e-money firms，Supplementary Regime自2026年5月7日实施www.fca.org.uk · 2026-11-07[15] FCA：PS25/12最终政策与FCA 2025/38规则文本，SUP 3A.1及首年过渡规则www.fca.org.uk · 2026-11-07Bank of England — Access to UK payment systems for non-bank payment service providerswww.bankofengland.co.uk · 2026-11-07[14] GOV.UK/HMRC Who needs to register for money laundering supervisionwww.gov.uk · 2026-11-07[20] GOV.UK：Your responsibilities under money laundering supervisionwww.gov.uk · 2026-11-07FCA — Submit a change in control notification，完整性及60日评估与中断www.fca.org.uk · 2026-11-07FCA：银行与非银行支付服务提供商的资金保护www.fca.org.uk · 2026-11-07[19] The Payment Services Regulations 2017 — Part 4：记录、账户、信贷、代理与变化www.legislation.gov.uk · 2026-11-07[20] The Payment Services Regulations 2017 — Regulation 101：15及35工作日投诉期限www.legislation.gov.uk · 2026-11-07[17] FCA：Senior Managers and Certification Regime适用及FSMA背景www.fca.org.uk · 2026-11-07[23] The Payment Services Regulations 2017 — Schedule 2：法定授权申请文件清单www.legislation.gov.uk · 2026-11-07[1] 英国官方法规：Payment Services Regulations 2017，第14条SPI注册条件www.legislation.gov.uk · 2026-11-07[5] 英国官方法规：Payment Services Regulations 2017，第32条附带业务与信用www.legislation.gov.uk · 2026-11-07[7] FCA Handbook：FEES 4 Annex 11，2026/27年度SPI G.4基本定额费£652www.handbook.fca.org.uk · 2026-11-07[6] PSR 2017 regulation 9 — Determination of applicationswww.legislation.gov.uk · 2026-11-07[9] 英国官方法规：Payment Services Regulations 2017，第15条原始文本；SPI适用第9条另以FCA现行指引核对www.legislation.gov.uk · 2026-11-07[10] 英国官方法规：Payment Services Regulations 2017，附表6第5项SPI控制权制度www.legislation.gov.uk · 2026-11-07[16] 英国官方法规：Money Laundering Regulations 2017，第21条内部控制及AML负责人www.legislation.gov.uk · 2026-11-07[29] HMRC — Money laundering supervision for money service businesseswww.gov.uk · 2026-11-07Bank of England/PRA：银行及接受存款权限边界www.bankofengland.co.uk · 2026-11-07[22] FCA：July 2018 Our Approach，第2.9段明确SPI当时不能将登记护照化至EEA；仅作历史纠错依据www.fca.org.uk · 2026-11-07[1] Electronic Money Regulations 2011：第6条授权条件www.legislation.gov.uk · 2026-11-07[5] 英国现行EMR 2011附表2：初始资本、自有资金及FCA调整权限www.legislation.gov.uk · 2026-11-07[3] Electronic Money Regulations 2011：第19条持续资本官方XMLwww.legislation.gov.uk · 2026-11-07英国立法原文 — Electronic Money Regulations 2011，第9条授权决定期限www.legislation.gov.uk · 2026-11-07[8] FCA Handbook SUP 3A：保障资金审计及豁免handbook.fca.org.uk · 2026-11-07[9] FCA Handbook SUP TP 1：2026保障审计豁免观察期及六个月过渡提交规则handbook.fca.org.uk · 2026-11-07[10] Electronic Money Regulations 2011：第21条隔离、银行及合格资产要求www.legislation.gov.uk · 2026-11-07[11] Electronic Money Regulations 2011：第32条附属信贷及海外总部分支服务限制官方XMLwww.legislation.gov.uk · 2026-11-07英国现行EMR 2011第五部分：面值发行、赎回、费用及禁止持有期利息www.legislation.gov.uk · 2026-11-07[16] HM Treasury / GOV.UK：Modernising Payment Services Regulation Consultation，2026年7月14日www.gov.uk · 2026-11-07FCA — Electronic money institution applicants，EMI管理人员及重要股权登记www.fca.org.uk · 2026-11-07[3] 英国现行EMR 2011第13条：SEMI注册条件www.legislation.gov.uk · 2026-11-07[4] 英国现行EMR 2011第2条：电子货币、平均未偿余额及币种等值定义www.legislation.gov.uk · 2026-11-07英国立法原文 — Electronic Money Regulations 2011，第19条持续资本www.legislation.gov.uk · 2026-11-07英国现行EMR 2011第15条：授权条款对SEMI注册的适用www.legislation.gov.uk · 2026-11-07英国现行EMR 2011第16条：注册条件不再满足后30日内申请授权www.legislation.gov.uk · 2026-11-07FCA 2025/38：2026年5月7日生效的资金保障手册文书及过渡条款api-handbook.fca.org.uk · 2026-11-07FCA PS26/14及FCA2026/34：2026/27 CRA J.1最终年度费率，PDF第53页www.fca.org.uk · 2026-11-07英国现行EMR 2011第32条：支付、附属服务与信贷边界www.legislation.gov.uk · 2026-11-07GOV.UK／HMRC ECSH155000：SAR、NCA与UKFIU及禁止泄密www.gov.uk · 2026-11-07GOV.UK／OFSI：Reporting information to OFSI – what to dowww.gov.uk · 2026-11-07GOV.UK／HM Treasury：National Payments Vision，支付监管分工与政策改革www.gov.uk · 2026-11-07[25] 英国现行EMR 2011第3条：有限网络及特定用途工具排除www.legislation.gov.uk · 2026-11-07[1] FCA：Consumer credit lenders and hirers authorisationwww.fca.org.uk · 2026-11-07[3] FCA：Regulating Buy Now Pay Later，现行实施与已关闭TPR登记说明www.fca.org.uk · 2026-11-07[4] GOV.UK／HM Treasury：2026年7月15日BNPL新规正式实施公告www.gov.uk · 2026-11-07[5] FCA PS26/1：Regulation of Deferred Payment Credit，最终规则全文及附录www.fca.org.uk · 2026-11-07[7] FCA PS14/3：Final rules for consumer credit firms，CONC 10原始规则及资本公式www.fca.org.uk · 2026-11-07[8] FCA Handbook CONC 10.1：资本规则适用范围handbook.fca.org.uk · 2026-11-07[19] Bank of England：Prudential regulation，PRA监管机构范围www.bankofengland.co.uk · 2026-11-07[18] UK legislation：MLRs 2017第10条长期保险中介定义www.legislation.gov.uk · 2026-11-07[12] FCA：Supporting material for applications by consumer credit and other consumer finance firmswww.fca.org.uk · 2026-11-07[13] FCA：Consumer credit reporting，RegData、CCR009及数据变更暂停状态www.fca.org.uk · 2026-11-07FCA消费者责任董事会报告：至少年度评估及2026-02-24小公司补充www.fca.org.uk · 2026-11-07[17] FCA Handbook CONC 10.3：Calculation of prudential resourceshandbook.fca.org.uk · 2026-11-07[18] FCA：Guide for consumer credit firms，历史指引用于权限与资本框架，系统和时间线以现行页面覆盖www.fca.org.uk · 2026-11-07[19] FCA Handbook DISP 1.6：Complaints time limit ruleshandbook.fca.org.uk · 2026-11-07[20] FCA Handbook DISP 1.5：Complaints resolved by close of the third business dayhandbook.fca.org.uk · 2026-11-07[21] FCA：Motor finance legal challenge to be heard in February 2027，现行部分暂停说明www.fca.org.uk · 2026-11-07[22] FCA：Final price cap rules for payday lenders，三项价格上限www.fca.org.uk · 2026-11-07[23] FCA Handbook CONC 10.2：现行页面与最近修订日期；正文公式以官方PS14/3交叉核实handbook.fca.org.uk · 2026-11-07[2] FCA：Apply to become a mortgage brokerwww.fca.org.uk · 2026-11-07[3] FCA：Apply to become a home finance providerwww.fca.org.uk · 2026-11-07[4] GOV.UK立法：RAO 2001 article 61受规管抵押贷款合同www.legislation.gov.uk · 2026-11-07[4] FCA Handbook：MIPRU 4.2资本资源要求handbook.fca.org.uk · 2026-11-07[6] FCA Handbook：MIPRU 4.2A信用风险资本handbook.fca.org.uk · 2026-11-07[7] FCA Handbook：MIPRU 3.2专业责任保险handbook.fca.org.uk · 2026-11-07[8] FCA：CP26/22官方PDF，第5章现行及拟议PII限额；已下载并提取正文，不将提案当生效规则www.fca.org.uk · 2026-11-07[18] FCA FEES 3 Annex 1A现行收费档位，2026年7月更新handbook.fca.org.uk · 2026-11-07[12] GOV.UK：Registration with the Financial Conduct Authoritywww.gov.uk · 2026-11-07[13] FCA Handbook：COND 2.2总部和注册办公室所在地门槛handbook.fca.org.uk · 2026-11-07[14] FCA Handbook：TC 2.1能力、监督、资格及持续培训handbook.fca.org.uk · 2026-11-07[15] FCA：SM&CR categorisation for solo-regulated firmswww.fca.org.uk · 2026-11-07[18] FCA：Principals overseeing appointed representativeswww.fca.org.uk · 2026-11-07[19] FCA Handbook：PERG 4.10B出租贷款及CBTL登记边界handbook.fca.org.uk · 2026-11-07[20] FCA：PS15/11实施消费者买房出租制度www.fca.org.uk · 2026-11-07[21] FCA Handbook：PERG 4.8抵押贷款管理定义及法定排除handbook.fca.org.uk · 2026-11-07GOV.UK：私人公司审计豁免及强制审计例外www.gov.uk · 2026-11-07[23] FCA 2025/65：2026年1月1日生效的RMAR报告减负最终文书api-handbook.fca.org.uk · 2026-11-07[24] FCA：Mortgage lending statistics，最新2026年第二季度及MLAR说明www.fca.org.uk · 2026-11-07[25] Bank of England／PRA：2026年10月高loan-to-income政策声明www.bankofengland.co.uk · 2026-11-07[26] FCA：CP26/18抵押贷款负责任放贷审查咨询www.fca.org.uk · 2026-11-07[28] FCA：2026年第二轮Consumer Duty董事会报告监管观察www.fca.org.uk · 2026-11-07[29] FCA：Professional standards for advisers，35小时CPD适用范围www.fca.org.uk · 2026-11-07[18] FCA：Money laundering and terrorist financing风险、MLRO及适用报送www.fca.org.uk · 2026-11-07[31] FCA Handbook：PERG 14.3住房权益回售活动和历史计划handbook.fca.org.uk · 2026-11-07[32] FCA Handbook：PERG 14.4购房计划定义、安排类型与活动边界handbook.fca.org.uk · 2026-11-07[1] FCA：Banks, insurers and Lloyd’s managing agentswww.fca.org.uk · 2026-11-07[3] FSMA 2000 Schedule 6：法律形式、总部及审慎门槛www.legislation.gov.uk · 2026-11-07[3] RAO 2001 Schedule 1：18类一般险及9类长期险www.legislation.gov.uk · 2026-11-07[4] PRA Rulebook：Minimum Capital Requirement，第3.2、4.1及6.1条www.prarulebook.co.uk · 2026-11-07[5] PRA Rulebook：Insurance General Application及小规模排除条件www.prarulebook.co.uk · 2026-11-07[7] PRA：Authorisation process and regulatory expectationswww.bankofengland.co.uk · 2026-11-07[9] PRA：Authorisations及尚未写入FSMA的4个月与10个月服务目标www.bankofengland.co.uk · 2026-11-07[10] PRA：Mobilisation regime for insurerswww.bankofengland.co.uk · 2026-11-07[11] PRA及FCA：Wholesale Insurance Accelerated Authorisation Pathway官方PDFwww.bankofengland.co.uk · 2026-11-07[12] PRA、FCA及劳合社：2025年7月管理代理准入简化公告www.bankofengland.co.uk · 2026-11-07[13] PRA：UK insurance special purpose vehicles及多安排通知要求www.bankofengland.co.uk · 2026-11-07[14] PRA PS9/25：Changes to the UK ISPV regulatory framework，2025年7月24日生效www.bankofengland.co.uk · 2026-11-07[15] PRA CP11/26：A tailored regime for captive insurance，咨询及拟议2027年实施www.bankofengland.co.uk · 2026-11-07[16] FCA CP26/29：A tailored regime for captive insurance，咨询于2026年10月14日结束www.fca.org.uk · 2026-11-07[17] PRA：2026年4月风险转换法规政府答复后立法与后续规则声明www.bankofengland.co.uk · 2026-11-07[18] HM Treasury：Changes to the Risk Transformation Regulations咨询正文；更新时间不等于改革生效www.gov.uk · 2026-11-07[19] PRA PS13/26：Insurance third-country branches，2026年5月阈值及后续分阶段实施www.bankofengland.co.uk · 2026-11-07[20] PRA Rulebook：Reporting，第2.5B条期限及2026年流动性模板www.prarulebook.co.uk · 2026-11-07[21] PRA Rulebook：Conditions Governing Business，治理与关键职能www.prarulebook.co.uk · 2026-11-07[22] PRA Rulebook：External Audit及小机构SFCR审计适用条件www.prarulebook.co.uk · 2026-11-07[24] FCA Handbook CASS 5.1：保险人获准活动与管理代理排除条款handbook.fca.org.uk · 2026-11-07[10] PRA Change in control：Section 178事先批准及控股公司www.bankofengland.co.uk · 2026-11-07[28] PRA Rulebook：Policyholder Protection，第17.2条保险FSCS比例www.prarulebook.co.uk · 2026-11-07[29] HMRC：Insurance Premium Tax guide for insurerswww.gov.uk · 2026-11-07[30] PRA：Solvent exit planning for insurers，2026年6月30日生效www.bankofengland.co.uk · 2026-11-07[31] Solvency II Article 2：RAO长期第VIII与IX类的交叉引述，仅用于读取法定分类www.legislation.gov.uk · 2026-11-07[32] FCA：Consumer Duty implementation good practice，开放及封闭产品生效日期www.fca.org.uk · 2026-11-07[33] FCA：The Senior Managers and Certification Regime Guide for insurers官方PDFwww.fca.org.uk · 2026-11-07[34] FCA：Consumer Duty一般保险及纯保障机构函，零售适用与再保险及大风险排除www.fca.org.uk · 2026-11-07[36] PRA PS2/24：Review of Solvency II adapting to the UK insurance market及2024分支改革www.bankofengland.co.uk · 2026-11-07[301] PRA权限变更VoP：单一Part 4A权限与变更边界www.bankofengland.co.uk · 2026-11-07PRA豁免、修改和规则许可：FSMA 138A / 138BA与CRR Permissionswww.bankofengland.co.uk · 2026-11-07PRA金融及混合金融控股公司批准 / 豁免申请www.bankofengland.co.uk · 2026-11-07PRA结构改革审批：ring-fencing转移及间接支付系统接入www.bankofengland.co.uk · 2026-11-07[1] FCA：一般保险、Lloyd’s伦敦市场及比价网站授权申请www.fca.org.uk · 2026-11-07[2] GOV.UK：一般保险建议、安排及销售授权www.gov.uk · 2026-11-07[5] FCA：RMA-D1监管资本计算及混合投资业务www.fca.org.uk · 2026-11-07[6] FCA：RMA-E专业责任保险赔偿限额、币种及免赔额www.fca.org.uk · 2026-11-07[7] FCA Handbook：CASS 5.2保险人代理款与书面risk transferhandbook.fca.org.uk · 2026-11-07[8] FCA Handbook：CASS 5.4非约定信托及零售客户£50,000条件handbook.fca.org.uk · 2026-11-07[9] FCA：RMAR适用栏目及至少半年申报说明www.fca.org.uk · 2026-11-07[10] FCA：RMA-C客户资金计算、risk transfer与外部审计问答www.fca.org.uk · 2026-11-07[13] FCA Handbook：FEES 3 Annex 1A截至核查日收费表handbook.fca.org.uk · 2026-11-07[14] FCA Handbook：SYSC 23 Annex 1现行SMCR分类handbook.fca.org.uk · 2026-11-07[16] FCA：PS25/21保险规则简化最终政策及法律文书www.fca.org.uk · 2026-11-07[17] FCA：CP26/22进一步保险规则简化咨询状态www.fca.org.uk · 2026-11-07[25] FCA — Principal responsibilities and AR oversightwww.fca.org.uk · 2026-11-07[23] FCA Handbook：ICOBS 4.1中介身份、服务范围与关联持股披露handbook.fca.org.uk · 2026-11-07[24] FCA Handbook：PERG 5.7理赔辅助、39A活动与39B排除handbook.fca.org.uk · 2026-11-07[25] FCA Handbook：DISP 1.6投诉确认与八周回复handbook.fca.org.uk · 2026-11-07[26] FCA Handbook：ICOBS 6B.1家庭及车险续保定价规则范围handbook.fca.org.uk · 2026-11-07[28] FCA：PS15/28个人投资公司资本最终文书，配合现行RMA-D1阅读www.fca.org.uk · 2026-11-07[30] UK legislation：RAO第72B连接保险排除现行£500及£175条件www.legislation.gov.uk · 2026-11-07[32] FCA Handbook：ICOBS 5.2客户demands and needs说明handbook.fca.org.uk · 2026-11-07[34] FCA Handbook：PERG 5.2保险分销活动、网站与授权排除分析handbook.fca.org.uk · 2026-11-07FCA — Cryptoassets: Who needs to register，含2026年11月1日统计及展开的英国业务联系判断www.fca.org.uk · 2026-11-07MLR 2017 Regulation 14A — CEP及CWP法定定义www.legislation.gov.uk · 2026-11-07FCA — Cryptoassets: How to apply for registrationwww.fca.org.uk · 2026-11-07[309] FCA — What we expect to see in your cryptoasset registration application，MLR管理层及SM&CR边界www.fca.org.uk · 2026-11-07The Financial Services and Markets Act 2000 Cryptoassets Regulations 2026，SI 2026/102www.legislation.gov.uk · 2026-11-07FCA — Overview of our cryptoassets regime policy statements，2026年6月最终规则www.fca.org.uk · 2026-11-07FCA PS26/12 — A Prudential Regime for Cryptoasset Firms，含最终法律文书CRYPTOPRU 4.2.1与COREPRU 6.2.1www.fca.org.uk · 2026-11-07FCA — Registration under the MLRs ahead of the new FSMA regimewww.fca.org.uk · 2026-11-07FCA — A new regime for cryptoasset regulationwww.fca.org.uk · 2026-11-07FCA PS26/18 — Cryptoasset Perimeter Guidance，2026年9月16日最终指引www.fca.org.uk · 2026-11-07FCA — Cryptoasset firms marketing to UK consumers，四条合法推广路径www.fca.org.uk · 2026-11-07FCA — Expectations for UK cryptoasset businesses complying with the Travel Rulewww.fca.org.uk · 2026-11-07Bank of England — Sterling-denominated systemic stablecoins，2026年6月政策及CoP草案www.bankofengland.co.uk · 2026-11-07Bank of England and FCA — Approach to joint regulation of systemic stablecoin issuerswww.bankofengland.co.uk · 2026-11-07MLR 2017 Regulation 59 — 三个月及拟拒绝程序www.legislation.gov.uk · 2026-11-07[33] MLR 2017 regulation 57 — Registration information and thirty-day changeswww.legislation.gov.uk · 2026-11-07FCA — Cryptoassets: The transitional provisionwww.fca.org.uk · 2026-11-07[302] FCA — Change in control: cryptoasset firms，2026年6月30日后的beneficial owner分支www.fca.org.uk · 2026-11-07MLR 2017 Schedule 6B — 2026版本控制权门槛与FSMA修正www.legislation.gov.uk · 2026-11-07MLR 2017 Regulation 5 — 超过25%及实际控制的受益所有人定义www.legislation.gov.uk · 2026-11-07FSMA 2000 Section 189 — 控制权六十工作日审查www.legislation.gov.uk · 2026-11-07FCA — Cryptoassets AML／CTF regime，REP-CRIM与客户保护披露www.fca.org.uk · 2026-11-07HMRC — Reporting cryptoasset user and transaction data，CARF首报及处罚www.gov.uk · 2026-11-07Draft Cryptoassets Miscellaneous Amendments Regulations 2026，UKDSI 9780348287233，尚为草案文本www.legislation.gov.uk · 2026-11-07HM Treasury — Draft statutory instrument amending the Cryptoassets Regulations: Policy Note，2026年9月更新www.gov.uk · 2026-11-07FCA — Cryptoassets: How the gateway will operate，实际窗口及saving条件www.fca.org.uk · 2026-11-07The Reporting Cryptoasset Service Providers Due Diligence and Reporting Requirements Regulations 2025，SI 2025/744，生效、用户通知及HMRC注册www.legislation.gov.uk · 2026-11-07[1] FCA：Crowdfunding消费者说明及监管模式www.fca.org.uk · 2026-11-07[2] 英国RAO第36H条：电子借贷系统与P2P协议定义www.legislation.gov.uk · 2026-11-07FCA IPRU-INV 12：P2P财务资源规则完整官方PDF；现行网页显示截至核查日章节最后更新2021-01-01handbook.fca.org.uk · 2026-11-07FCA：How to apply for authorisation or registrationwww.fca.org.uk · 2026-11-07FCA PS19/14：P2P和投资型众筹加强规则及MCOB条件www.fca.org.uk · 2026-11-07FCA PS25/10最终规则：POP、COBS 23及非MiFID最低资本www.fca.org.uk · 2026-11-07公众发行与交易准入条例2024附表1：£5 million及其他例外、12个月合并www.legislation.gov.uk · 2026-11-07FCA：Financial Promotions for high-risk investments多公司审查www.fca.org.uk · 2026-11-07FCA投资型众筹董事会函2024-01-15：推广网关、二级市场及退出www.fca.org.uk · 2026-11-07FCA：RegData及Connect用途、定制报送日历www.fca.org.uk · 2026-11-07FCA：Wholesale investment firms申请及财务、地址和资本证据www.fca.org.uk · 2026-11-07HMRC／GOV.UK：Innovative finance ISA investments for ISA managerswww.gov.uk · 2026-11-07英格兰银行／PRA：Should I become a bank业务边界示意；仅引用众筹不当然为存款活动的边界，非旧资本数字www.bankofengland.co.uk · 2026-11-07FCA：Client asset reports内容、合理／有限保证、53周及4个月期限www.fca.org.uk · 2026-11-07FCA MIFIDPRU 4.5：固定开支要求、新公司预测及ICARA影响handbook.fca.org.uk · 2026-11-07英国RAO第25DB条：POP合资格发售条件，官方XML完整条文www.legislation.gov.uk · 2026-11-07公众发行2025修订及过渡条例SI2025/1076第4—5条：三个月窗口及临时权限，官方XMLwww.legislation.gov.uk · 2026-11-07FCA PS16/8：贷款型众筹客户资金及IFISA最终规则www.fca.org.uk · 2026-11-07[26] FCA PS14/4：众筹类型与捐赠、预付款／回报的监管边界www.fca.org.uk · 2026-11-07FCA PS25/10政策主页：2026-01-19生效及过渡法规链接www.fca.org.uk · 2026-11-07FCA MIFIDPRU 4.2：初始资本与拟申请权限永久最低要求一致handbook.fca.org.uk · 2026-11-07FCA IPRU-INV 12.2现行页面：截至2026-11-07显示章节最后更新2021-01-01handbook.fca.org.uk · 2026-11-07FCA PS22/10最终政策及COBS修订：受限投资者声明与12个月10%限制www.fca.org.uk · 2026-11-07[41] FCA — Credit Rating Agencieswww.fca.org.uk · 2026-11-07[303] FCA — Applying for registration or certification: UK Credit Rating Agencies Regulation，CRA身份与变更www.fca.org.uk · 2026-11-07UK CRA Regulation第2条：适用范围与排除www.legislation.gov.uk · 2026-11-07UK CRA Regulation第3条：CRA、信用评级及信用评分定义www.legislation.gov.uk · 2026-11-07UK CRA Regulation第4条：监管使用及第三国评级认可www.legislation.gov.uk · 2026-11-07UK CRA Regulation第5条：认证、非系统重要性与物理存在豁免www.legislation.gov.uk · 2026-11-07UK CRA Regulation附录I：董事、合规、利益冲突、轮换、记录及披露www.legislation.gov.uk · 2026-11-07UK CRA Regulation第14条：登记及重大变化通知www.legislation.gov.uk · 2026-11-07FCA：CRA registration supporting notes—登记申请资料原表说明www.fca.org.uk · 2026-11-07UK CRA Regulation第8条：方法、监测、咨询和错误通知www.legislation.gov.uk · 2026-11-07UK CRA Regulation第6条：独立性及少于50人机构豁免www.legislation.gov.uk · 2026-11-07UK CRA Regulation第6a条：CRA交叉持股及控制限制www.legislation.gov.uk · 2026-11-07FCA：Senior Managers and Certification Regime—FSMA授权适用与改革背景www.fca.org.uk · 2026-11-07CRA申请技术标准449/2012第13条：财务报告及历史不足安排www.legislation.gov.uk · 2026-11-07UK CRA Regulation第15条：英文申请与20工作日完整性评估www.legislation.gov.uk · 2026-11-07UK CRA Regulation第16条：45／60工作日及生效时间www.legislation.gov.uk · 2026-11-07HM Treasury／GOV.UK：CRA脱欧条例说明—监管从ESMA转至FCAwww.gov.uk · 2026-11-07FCA：CRA UK Market Share Report for 2024—评级类别与10%竞争措施www.fca.org.uk · 2026-11-07FCA PS19/10：CRA与FSMA门槛不同及适用营业额费用口径www.fca.org.uk · 2026-11-07FCA 2025多机构审查：评级委员会治理及实际运行www.fca.org.uk · 2026-11-07FCA 2026多机构审查：监测、方法与内部控制www.fca.org.uk · 2026-11-07FCA：Use of credit ratings in the UK—endorsement与认证等效名单www.fca.org.uk · 2026-11-07[304] FCA — CRA Application to amend details，管理层及登记资料变更专用表www.fca.org.uk · 2026-11-07CRA评级信息报告技术标准2015/2—评级分类、公开报送及月报比例安排www.legislation.gov.uk · 2026-11-07UK CRA Regulation第12条：透明度报告三个月期限和五年网页保留www.legislation.gov.uk · 2026-11-07MLR2017第10条：信贷机构与金融机构实际活动定义www.legislation.gov.uk · 2026-11-07MLR2017附表2：列举金融活动www.legislation.gov.uk · 2026-11-07FCA 2026年11月3日官方新闻：独立ESG评级制度的申请及生效日期www.fca.org.uk · 2026-11-07FCA PS26/22：ESG ratings final regime最终政策与规则www.fca.org.uk · 2026-11-07[1] FCA：Data reporting services providerswww.fca.org.uk · 2026-11-07[2] legislation.gov.uk：The Data Reporting Services Regulations 2024，现行全文，第2至12条www.legislation.gov.uk · 2026-11-07[4] FCA Handbook：MAR 9.2 Authorisation and verificationhandbook.fca.org.uk · 2026-11-07[5] FCA Handbook：MAR 9.2B 管理机构要求handbook.fca.org.uk · 2026-11-07[6] FCA CP23/33：附录正式规则FCA 2023/42，MAR 9.2B组织、技术、数据质量与记录要求www.fca.org.uk · 2026-11-07[7] FCA Handbook：MAR 9.2C CTP财务资源，全文亦核对CP23/33正式规则页33至34handbook.fca.org.uk · 2026-11-07[8] FCA：DRSP authorisation and supervision formswww.fca.org.uk · 2026-11-07[9] FCA：Bond consolidated tape，确认2026年6月22日上线www.fca.org.uk · 2026-11-07[10] FCA：Equities consolidated tape，2026年10月更新阶段与2027至2028年计划www.fca.org.uk · 2026-11-07[11] FCA CP26/39：Income sharing distribution and operational incident reporting for consolidated tape providerswww.fca.org.uk · 2026-11-07[12] FCA Handbook：MAR 9.2A Consolidated tape providers，选任、期限及交接handbook.fca.org.uk · 2026-11-07[13] FCA Handbook：MAR 9.2D Complaints concerning the performance of a CTPhandbook.fca.org.uk · 2026-11-07[14] FCA：MAR 9 Annex 1申请表及Annex 2管理层表，后者由总览链接完整下载核对www.fca.org.uk · 2026-11-07[15] FCA：UK Bond Consolidated Tape Invitation to Tender，2025年7月29日版本，历史费用与预测日期仅作区分www.fca.org.uk · 2026-11-07[16] FCA PS24/14：Improving transparency for bond and derivatives marketswww.fca.org.uk · 2026-11-07[13] FCA — Trade Repositorieswww.fca.org.uk · 2026-11-07[18] Bank of England：Trade Repository Data Collections，CCP报告框架与FCA分工www.bankofengland.co.uk · 2026-11-07[21] FCA Handbook：FEES 4 Annex 11，2026/27 G.25年度费率handbook.fca.org.uk · 2026-11-07[22] FCA：2024年12月13日DRSP监管组合信www.fca.org.uk · 2026-11-07[23] legislation.gov.uk：MLR 2017第8条适用主体www.legislation.gov.uk · 2026-11-07[24] legislation.gov.uk：MLR 2017第10条信用机构及金融机构定义www.legislation.gov.uk · 2026-11-07[25] FCA CP26/31：2026年7月股票CT基本框架正式规则及后续咨询www.fca.org.uk · 2026-11-07[301] Companies House：Incorporation and names，公司设立、人员、资本及地址要求www.gov.uk · 2026-11-07Companies House：最新收费表，2026年9月25日更新www.gov.uk · 2026-11-07GOV.UK：私人有限公司注册渠道、费用及处理时间www.gov.uk · 2026-11-07[302] Companies House：Verify your identity，适用身份验证及过渡要求www.gov.uk · 2026-11-07GOV.UK／Companies House — When you need to verify your identity for Companies Housewww.gov.uk · 2026-11-07[307] Companies House：Changes to company registers，成员记录与公司资料维护changestoukcompanylaw.campaign.gov.uk · 2026-11-07[308] Companies House：People with significant control，公司控制人识别与登记www.gov.uk · 2026-11-07[303] GOV.UK：Company changes you must report，公司变更申报www.gov.uk · 2026-11-07Companies House：ECCT过渡计划，2026年10月23日更新www.gov.uk · 2026-11-07GOV.UK：设立及运营LLPwww.gov.uk · 2026-11-07Companies House：LP、SLP及PFLP登记及持续规则www.gov.uk · 2026-11-07GOV.UK：股份及担保公司形式www.gov.uk · 2026-11-07GOV.UK：社会企业及CIC设立www.gov.uk · 2026-11-07CIC监管人：社区利益公司指引、股息上限及年度报告www.gov.uk · 2026-11-07Companies House：海外公司英国登记及账目，2026年9月25日更新www.gov.uk · 2026-11-07GOV.UK：独资经营责任及登记www.gov.uk · 2026-11-07GOV.UK：普通商业合伙设立www.gov.uk · 2026-11-07HMRC：合伙Self Assessment登记www.gov.uk · 2026-11-07HMRC：2026年公司税率及边际抵免参数www.gov.uk · 2026-11-07HMRC：公司税Marginal Relief适用限制www.gov.uk · 2026-11-07HMRC：Corporation Tax居民和非居民征税范围www.gov.uk · 2026-11-07[304] GOV.UK：Prepare annual accounts for a private limited company，公司账目与税务期限www.gov.uk · 2026-11-07GOV.UK：小型、微型和休眠公司账目阈值www.gov.uk · 2026-11-07Companies House：账目逾期、私人及公众公司期限与罚款www.gov.uk · 2026-11-07HMRC：MTD所得税2026至2028分阶段门槛www.gov.uk · 2026-11-07HMRC：VAT登记滚动测试、未来30日和境外企业例外www.gov.uk · 2026-11-07GOV.UK：VAT标准、低税率与零税率www.gov.uk · 2026-11-07HMRC：VAT申报及缴款期限www.gov.uk · 2026-11-07HMRC：2026至2027雇主工资税和NI阈值www.gov.uk · 2026-11-07HMRC：Employment Allowance资格及唯一董事限制www.gov.uk · 2026-11-07HMRC：2026年3月31日旧联合申报服务关闭www.gov.uk · 2026-11-07Companies House：2028年账目改革及损益表不公开选择changestoukcompanylaw.campaign.gov.uk · 2026-11-07[5] PRA确认2025年12月存款保障£120,000及临时高余额£1.4mwww.bankofengland.co.uk · 2026-11-07HMRC CTM61505：股东贷款s455税率变更www.gov.uk · 2026-11-07GOV.UK／HMRC — Business Asset Disposal Relief: Eligibilitywww.gov.uk · 2026-11-07HMRC：2026至2027股息税率和GBP500免税额www.gov.uk · 2026-11-07HMRC：股票转让表印花税0.5%和进位规则www.gov.uk · 2026-11-07GOV.UK／HMRC — Pay Stamp Duty on shareswww.gov.uk · 2026-11-07[305] GOV.UK／ICO：Data protection and your business，登记及豁免判断www.gov.uk · 2026-11-07HMRC：合并RDEC及ERIS条件和计算基础www.gov.uk · 2026-11-07DBT：实施英国向内公司迁册制度的设计咨询www.gov.uk · 2026-11-07HMRC：TCSP反洗钱监督范围、登记及年度维护www.gov.uk · 2026-11-07HMRC：UTR查询15个工作日及公司税账户激活www.gov.uk · 2026-11-07HMRC：Self Assessment 2025至2026税年申报及付款日期www.gov.uk · 2026-11-07Companies Act 2006 s586：PLC面值四分之一及全额溢价，XML正文已读取www.legislation.gov.uk · 2026-11-07Companies Act 2006 s763：PLC英镑最低股本及指定欧元路径，XML正文已读取www.legislation.gov.uk · 2026-11-07GOV.UK：NSI收购触发条件及17个敏感领域www.gov.uk · 2026-11-07Companies House：PLC营业证书SH50www.gov.uk · 2026-11-07HMRC：VAT企业已纳入MTD及正确记账收费www.gov.uk · 2026-11-07Partnership Act 1890 s4：苏格兰合伙独立法律人格www.legislation.gov.uk · 2026-11-07Companies Authorised Minimum Regulations 2009 reg2：PLC指定欧元资本EUR57,100www.legislation.gov.uk · 2026-11-07HMRC：FPS工资申报在发薪当日或之前www.gov.uk · 2026-11-07FCA — Change in control notification formswww.fca.org.uk · 2026-11-07英国立法原文 — Electronic Money Regulations 2011，附表2初始与持续资本及Method A、B、C、Dwww.legislation.gov.uk · 2026-11-07GOV.UK／HMRC — Tax when you buy shareswww.gov.uk · 2026-11-07GOV.UK — Business transfers, takeovers and TUPEwww.gov.uk · 2026-11-07GOV.UK／HMRC — Capital Gains Tax: new Business Asset Disposal Relief lifetime limit，2026年10月29日发布的2027年拟议措施www.gov.uk · 2026-11-07[2] FCA PERG 2.6受监管活动及存款边界www.handbook.fca.org.uk · 2026-11-07[4] FCA Credit unions：双重监管、报告及规则变更www.fca.org.uk · 2026-11-07[6] BoE/PRA New bank authorisation process：程序、期限及mobilisationwww.bankofengland.co.uk · 2026-11-07[7] BoE/PRA新银行监管期望：业务、资本及流动性www.bankofengland.co.uk · 2026-11-07[8] PRA Senior Managers Regime approvals：适当性及90日评估www.bankofengland.co.uk · 2026-11-07[9] PRA PS5/24非系统性银行及building society有偿退出规划www.bankofengland.co.uk · 2026-11-07[11] PRA SS5/21 International banks，2026年4月更新版www.bankofengland.co.uk · 2026-11-07[12] Building Societies Act 1986 Schedule 2创设、章程及成员制度www.legislation.gov.uk · 2026-11-07[13] PRA Rulebook Definition of Capital，12.1基本资本及SSB定义www.prarulebook.co.uk · 2026-11-07[14] BoE Financial Stability in Focus 2026：资本框架及SDDT阶段www.bankofengland.co.uk · 2026-11-07[15] PRA Rulebook Credit Unions：8.5及8.5A资本、流动性及内部审计www.prarulebook.co.uk · 2026-11-07[16] PRA PS1/26 Basel 3.1最终规则及实施日期www.bankofengland.co.uk · 2026-11-07[17] PRA Rulebook Fees：4.5新授权费用现行表www.prarulebook.co.uk · 2026-11-07[21] PRA SS2/23 Supervising credit unions，2026年2月版www.bankofengland.co.uk · 2026-11-07[22] FCA CASS 7.10：投资业务客户资金适用范围handbook.fca.org.uk · 2026-11-07[23] FCA Credit unions common bonds and objects：大不列颠及北爱尔兰www.fca.org.uk · 2026-11-07[24] Building Societies Act 1986 section 6：法定贷款比例口径www.legislation.gov.uk · 2026-11-07[25] SI 2026/1115 Building societies资金限额及签署改革，2027年1月生效www.legislation.gov.uk · 2026-11-07[26] PRA/FCA DP2/26 Credit unions supporting sustainable growth and resiliencewww.bankofengland.co.uk · 2026-11-07[27] GOV.UK信用合作社common bond改革回应，2026年3月18日www.gov.uk · 2026-11-07[28] FCA Mobilisation for credit unions：个案安排www.fca.org.uk · 2026-11-07[29] FCA Credit union mergers：业务转移、成员决议及14日提交www.fca.org.uk · 2026-11-07[3] FCA — Registered account information service providerwww.fca.org.uk · 2026-11-07[4] PSR 2017 regulation 18 — Conditions for RAISP registrationwww.legislation.gov.uk · 2026-11-07[5] PSR 2017 regulation 19 — RAISP supplementary provisionswww.legislation.gov.uk · 2026-11-07[7] FCA Handbook REC 2.3 — Financial resourceshandbook.fca.org.uk · 2026-11-07[8] FSMA 2000 section 290 — Recognition orderswww.legislation.gov.uk · 2026-11-07[9] FCA — Overseas investment exchange recognition applicationswww.fca.org.uk · 2026-11-07[10] FCA — Benchmark administrator applications and equivalence notificationswww.fca.org.uk · 2026-11-07[11] UK BMR Article 34 — Authorisation and registration of administratorswww.legislation.gov.uk · 2026-11-07[12] HM Treasury — Future regulatory regime for benchmarks and benchmark administrators consultationwww.gov.uk · 2026-11-07[14] UK EMIR Article 56 — Application for registrationwww.legislation.gov.uk · 2026-11-07[15] UK EMIR Article 58 — Examination of applicationswww.legislation.gov.uk · 2026-11-07[16] UK SFTR Article 5 — Registration of a trade repositorywww.legislation.gov.uk · 2026-11-07[17] UK SFTR Article 7 — Examination of applicationswww.legislation.gov.uk · 2026-11-07[18] TR technical standard 150/2013 Article 21 — Operational risk and financial resourceswww.legislation.gov.uk · 2026-11-07[19] FCA — Apply for claims management authorisationwww.fca.org.uk · 2026-11-07[20] RAO 2001 Article 89F — Specified claims management activities and geographical scopewww.legislation.gov.uk · 2026-11-07[21] RAO 2001 Article 89G — Seeking out, referrals and identification of claimswww.legislation.gov.uk · 2026-11-07[22] FCA Handbook CMCOB 7.2 — Prudential requirementshandbook.fca.org.uk · 2026-11-07[23] FCA Handbook CMCOB 7.3 — Calculation of prudential resourceshandbook.fca.org.uk · 2026-11-07[24] FCA — How to become an appointed representativewww.fca.org.uk · 2026-11-07[26] FCA — Credit reference agencies and credit information services authorisationwww.fca.org.uk · 2026-11-07[27] RAO 2001 Article 89A — Providing credit information serviceswww.legislation.gov.uk · 2026-11-07[28] RAO 2001 Article 89B — Providing credit referenceswww.legislation.gov.uk · 2026-11-07[30] HMRC — Trust or company service provider supervisionwww.gov.uk · 2026-11-07[31] HMRC — Register or update money laundering supervisionwww.gov.uk · 2026-11-07[32] HMRC — Fees for money laundering supervision, effective 1 December 2025www.gov.uk · 2026-11-07[34] MLR 2017 regulation 23 — FCA notifications and updated informationwww.legislation.gov.uk · 2026-11-07[35] FCA — Anti-money laundering supervisory reformwww.fca.org.uk · 2026-11-07[36] Bank of England — FMI regulator objectives and scopewww.bankofengland.co.uk · 2026-11-07[37] Bank of England — CCP policy and ruleswww.bankofengland.co.uk · 2026-11-07[38] Bank of England — CSD policy and ruleswww.bankofengland.co.uk · 2026-11-07[42] The Critical Benchmarks Regulations 2024, SI 2024/1051www.legislation.gov.uk · 2026-11-07[43] HM Treasury — Consultation on the Appointed Representatives Regimewww.gov.uk · 2026-11-07[44] FCA — Proposed credit information sharing remedies, CP26/7www.fca.org.uk · 2026-11-07[1] FCA：Apply to become a pre-paid funeral plans firmwww.fca.org.uk · 2026-11-07[2] FCA Handbook FPCOB15：Prudential requirementshandbook.fca.org.uk · 2026-11-07[300] AIFM Regulations 2013第11条：普通小型注册申请资料、补件及核验www.legislation.gov.uk · 2026-11-07[300] PRA SoP1/13：指定投资公司政策全文，2021年12月更新www.bankofengland.co.uk · 2026-11-07[300] FCA：Limited Network Exclusion (LNE)，交易门槛、通知时间、再次通知及费用www.fca.org.uk · 2026-11-07[300] GOV.UK：Online and distance selling，消费者信息、取消与交付要求及例外www.gov.uk · 2026-11-07[300] FCA Financial Crime Guide，2026年5月版：FCG 3.2财富与资金来源、高风险客户及持续监控；FCG 5资料安全api-handbook.fca.org.uk · 2026-11-07
用户参考指南及补充资料
用户提供的18个英国金融与公司主题页面已按专题提取、对照官方依据更新。旧指南中的广告、价格、办理时间与制度状态，不能直接视为当前承诺。
[33] FSCS：Investments—£85,000与不赔投资表现损失www.fscs.org.uk · 2026-11-07用户参考（非官方）：英国FCA投资公司（MiFID II）原指南／纠错基准www.jrp-hk.com · 2026-11-07用户原始AIFM指南：全部HTML和全部FAQ已完整保存为aifm-source.mdwww.jrp-hk.com · 2026-11-07用户参考（非官方）：英国FCA支付机构（PI）原指南／纠错基准www.jrp-hk.com · 2026-11-07[20] 用户原页：英国FCA小型支付机构注册指南，全文已保存；非官方监管证据www.jrp-hk.com · 2026-11-07[18] 用户参考页面：仁港永胜英国EMI指南，完整提取保存，非官方监管证据www.jrp-hk.com · 2026-11-07用户原始SEMI指南：完整提取并存档，监管陈述已按官方原文纠正www.jrp-hk.com · 2026-11-07用户完整原始消费信贷指南，已保存全文和全部300条FAQ；非官方核验依据www.jrp-hk.com · 2026-11-07[1] 用户原指南：英国FCA抵押贷款中介牌照，全文提取并阅读www.jrp-hk.com · 2026-11-07[35] 用户提供的原保险承保指南，全文已保存，仅作为纠错及品牌资料来源www.jrp-hk.com · 2026-11-07[29] FSCS：保险保障、保险人失败与90%或100%赔偿路径www.fscs.org.uk · 2026-11-07[33] 用户原保险中介指南，完整提取保存但不作为数字优先依据www.jrp-hk.com · 2026-11-07用户参考（非官方）：英国FCA加密资产MLR注册原指南／纠错基准www.jrp-hk.com · 2026-11-07用户参考（非官方）：英国FCA众筹平台原指南／纠错基准www.jrp-hk.com · 2026-11-07用户参考（非官方）：英国FCA信用评级机构原指南／纠错基准www.jrp-hk.com · 2026-11-07[26] 用户原页面：英国FCA ARM指南，完整提取已保存drsp-source.md，仅作纠错对象而非官方依据www.jrp-hk.com · 2026-11-07原用户指南：英国公司注册详细介绍（全文保留，仅作纠错基准）www.jrp-hk.com · 2026-11-07EUR-Lex — Directive 2009/110/EC合并文本，EMD2第3至12条eur-lex.europa.eu · 2026-11-07Bank of Lithuania — Authorisation of Electronic Money Institutions，全面与受限业务许可www.lb.lt · 2026-11-07Banco de Portugal — Acquisition or increase of a qualifying holding in an electronic money institutionwww.bportugal.pt · 2026-11-07用户原始页面 — 英国／欧洲EMI支付牌照持牌公司股权出售转让指南，全文已存档，广告库存未获独立确认www.jrp-hk.com · 2026-11-07用户另一原始页面 — emi.html，当前全文与emi_final.html一致，不视为实时可售库存www.jrp-hk.com · 2026-11-07[306] 用户品牌联系页 — 现用Drew@sfc8.com及电话文字；非官方监管或现实场所证明sfc8.com · 2026-11-07[45] 用户原页面 — 英国FCA指南完整提取，非官方监管依据www.jrp-hk.com · 2026-11-07